Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary MannMoors & Cabot, Inc.Morgan Stanley$5007-22-2019
Steven Alfred PepperFinancial & Tax Architects, Inc.Woodbury Financial Services, Inc.07-19-2019
Katherine Alison RamirezBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Scott Michael PilvinisPSP Financial Services LLCPSP Financial Services LLC07-17-2019
John David BorzonePruco Securities, LLC.LPL Financial LLC$15007-16-2019
Martin John NodiloEP Wealth AdvisorsPATHLIGHT INVESTORS, LLC07-16-2019
Christopher Charles WilkinsonClarus Wealth Advisors, LLCAshton Thomas Private Wealth07-16-2019
Robert Brent BeaneHeritage Wealth Management, LLC1st Global Capital Corp.07-16-2019
Brendon R BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
Kevin Charles BurnsThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC07-15-2019
David Taylor D'EreditaScottsdale Wealth Advisory LLCSecure Investment Management, LLC07-15-2019
Christopher Jason LopezGreenberg Financial GroupCambridge Investment Research, Inc.07-11-2019
Shawn Michael PetersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-11-2019
Adam Wade WeibelCharles Schwab & Co., Inc.TD Ameritrade, Inc.07-10-2019
Patsy Lee Hatch NodiloEP Wealth AdvisorsPATHLIGHT INVESTORS, LLC07-10-2019
Michael Lloyd DelcarloVigilare Wealth Management LLCSchwab Private Client Investment Advisory, Inc.07-02-2019
Timothy Broadway WoodlockSagePoint Financial, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
Aridai YanayacoPark Avenue Securities LLCForesters Financial Services, Inc.06-25-2019
Nathan P. MerrillFinancial Engines Advisors L.L.C.Fidelity Personal and Workplace Advisors06-25-2019
Larry Wayne OsaRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC06-21-2019
Michael Gerard SantoroClout Inc. AdvisorsCetera Advisors LLC06-20-2019
Ronald DiazMorgan StanleyJ.P. Morgan Securities LLC06-20-2019
Hector Luis SilvestreCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-19-2019
Bryan Christopher DunnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-18-2019
Stephanie Dawn NolanCambridge Investment Research, Inc.M. S. Howells & Co.06-17-2019
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.