Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Landon M. JensenBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Daniel Christopher SchneiderCharles Schwab & Co., Inc.1st Global Capital Corp.08-23-2019
John Gerard RogersUnited Planners' Financial Services of America A Limited PartnerNationwide Securities, LLC08-22-2019
Patrick Allen FunkeKMS Financial Services, Inc.Geneos Wealth Management, Inc.08-21-2019
Sergio Jude Mejia Sr.Pruco Securities, LLC.Nationwide Investment Services Corporation08-21-2019
Andrea Nina AustinUSAA Financial Advisors, Inc.Vanguard Marketing Corporation08-21-2019
Rafael DiasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Matthew M BiedronVanguard Marketing CorporationUSAA Investment Management Company08-20-2019
Thomas Michael LawlessCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-20-2019
Michael Jeffrey PassanteCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-20-2019
Marcus Anton FabianoRaymond James & Associates, Inc.J.P. Morgan Securities LLC08-20-2019
Steven Joseph DeaconCommonwealth Financial NetworkBlackRock Investments, LLC08-19-2019
Scott Ronald PilchardFBL Marketing Services, LLCGlobal Retirement Partners LLC08-16-2019
Howard Eugene CoxAshton Thomas Private WealthRedhawk Wealth Advisors, Inc.08-16-2019
Louis Bradley PriebePFG AdvisorsPRIVATE WEALTH ADVOCACY LLC08-16-2019
Marcin UrbanowiczLPL Financial LLCCadaret, Grant & Co., Inc.$5008-13-2019
Joseph Anthony Meyer IVEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2019
Mark Allen FrentressNYLIFE Securities LLCFBL Marketing Services, LLC$1008-12-2019
Paul Francis KripalTrajan Wealth, L.L.C.Retirement Planners of America08-12-2019
William Caine SchlofmanRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC08-09-2019
Daniel Robert McGarrigleSagePoint Financial, Inc.Raymond James & Associates, Inc.08-07-2019
Timothy Andrew MaiefskiFoothills Advisors, LLCVigilare Wealth Management LLC08-07-2019
Todd Edward DesbergWoodbury Financial Services, Inc.First Financial Equity Corporation$1,00008-06-2019
John AgostinoEdward JonesWells Fargo Clearing Services, LLC08-06-2019
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.