Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard Eugene CoxAshton Thomas Private WealthRedhawk Wealth Advisors, Inc.08-16-2019
Roland Milner Ho Jr.Cambridge Investment Research, Inc.Royal Alliance Associates, Inc.07-23-2019
Thomas Michael LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25008-20-2019
Michael William SchroederCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Michael Jeffrey PassanteCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-20-2019
Joseph Anthony Meyer IVEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2019
John AgostinoEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-06-2019
Michael Thomas KulaskiEdward JonesState Farm VP Management Corp.08-02-2019
Brent Allen AndersonEdward JonesFortune Financial Services, Inc.07-25-2019
Scott Ronald PilchardFBL Marketing Services, LLCGlobal Retirement Partners LLC$10008-16-2019
Tanner R WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2019
Patrick Allen FunkeKMS Financial Services, Inc.Geneos Wealth Management, Inc.$15008-21-2019
Marcin UrbanowiczLPL Financial LLCCadaret, Grant & Co., Inc.$50008-13-2019
Chad Michael WinnLPL Financial LLCWaddell & Reed$25007-25-2019
Joyce Marie Sullivan TarrisLPL Financial LLCWaddell & Reed07-25-2019
Mary MannMoors & Cabot, Inc.Morgan Stanley$50007-22-2019
Mark Allen FrentressNYLIFE Securities LLCFBL Marketing Services, LLC$10008-12-2019
Brian Jerome GoldsteinPackerland Brokerage Services, Inc.MML Investors Services, LLC$10007-30-2019
Louis Bradley PriebePFG AdvisorsPRIVATE WEALTH ADVOCACY LLC08-16-2019
Sergio Jude Mejia Sr.Pruco Securities, LLC.Nationwide Investment Services Corporation08-21-2019
Marcus Anton FabianoRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10008-20-2019
William Caine SchlofmanRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10008-09-2019
Daniel Robert McGarrigleSagePoint Financial, Inc.Raymond James & Associates, Inc.08-07-2019
Ian Barrett BrownThrivent Investment Management Inc.J.P. Morgan Securities LLC07-24-2019
Paul Francis KripalTrajan Wealth, L.L.C.Retirement Planners of America08-12-2019
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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