Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Michael ElliottOptima Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Todd BendellOptima Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Kathleen A. NemetzStratos Wealth Partners, LtdMcClurg Capital Corporation11-14-2019
Thomas Mcdonald RushCWM, LLCPrivate Advisor Group, LLC11-13-2019
George Craig DavisCWM, LLCPrivate Advisor Group, LLC11-13-2019
Adrian Victor ElderCWM, LLCPrivate Advisor Group, LLC11-13-2019
Joseph Alan TurleyMorgan StanleyPublic Safety Financial/Galloway11-12-2019
Steven John LiebzeitThrivent Investment Management Inc.Farmers Financial Solutions, LLC$50011-11-2019
Shawn P. MckeownCWM, LLCPrivate Advisor Group, LLC11-11-2019
Timothy AvilaCWM, LLCPrivate Advisor Group, LLC11-11-2019
Jan Phillip Oelze Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-08-2019
Angelo Tyler RisolaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley11-08-2019
Peter Crellin SmithAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-08-2019
Bennett Whitney SmithAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-08-2019
Karen Louise KalmanMML Investors Services, LLCLPL Financial LLC$50011-07-2019
Jonathan David BirdFarnam FinancialSchwab Private Client Investment Advisory, Inc.11-06-2019
Ian Michael RodgersFour Peaks Planning and Investments LLCM. S. Howells & Co.11-06-2019
Luis Ivan CruzMML Investors Services, LLCPark Avenue Securities LLC$15011-05-2019
Mucio Dumit CarlonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.11-05-2019
Eric Christian MartinezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)CUNA Brokerage Services, Inc.11-05-2019
Timothy Jay WoodsLPL Financial LLCAmeriprise Financial Services, Inc.11-04-2019
Angela Kolb CagwinCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$10011-01-2019
Benjamin Haydon Spalding IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15010-31-2019
Ryan Patrick CosgroveLifetyme Financial Advisors, LLCAlpha Squared Capital, LLC10-31-2019
Michael Patrick LoftusUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$10010-30-2019
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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