Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Garris, Nick Garris, Orlo Elfes, Leslie SagerM. S. Howells & CoUBS Financial Services Inc. 05-28-2020
Christa Keating FandrichOneAmerica Securities, Inc.ADP Broker-Dealer, Inc.05-19-2020
Matthew James RauenLPL Financial LLCEagle Strategies LLC05-18-2020
Ann Nga ChungPensionmark Securities, LLCPurshe Kaplan Sterling Investments05-18-2020
Todd Lance DreyerLPL Financial LLCSecurian Financial Services, Inc.$7205-12-2020
Therese VillanuevaPackerland Brokerage Services, Inc.Globalink Securities, Inc.05-06-2020
Ryan Michael BurgessFinancially AdvisedFisher Investments05-01-2020
Charles Isaacs, David PallerRaymond James & Associates, Inc.UBS Financial Services Inc. $36004-30-2020
Chunhua XinGlobalink Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Mohammad Nayeem QureshiCharles Schwab & Co., Inc.TD Ameritrade, Inc.04-17-2020
Andrew Joseph ChenManchester Financial IncManchester Financial Inc04-17-2020
Vega Singlan HuenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2020
Michael Louis GoldfaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-16-2020
Irma TsikhiseliWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC04-16-2020
Tom Doo ChoiWells Fargo Clearing Services, LLCEdward Jones04-16-2020
Sumam Sara MathewMorgan StanleyFidelity Personal and Workplace Advisors04-16-2020
Anastasiia NikolenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-15-2020
Raymond Paul ArroyoPruco Securities, LLC.Allstate Financial Services, LLC04-14-2020
Philip LeoneAXA AdvisorsEdward Jones$604-13-2020
Enrique UlloaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-13-2020
Derek ButlerWaddell & ReedAvantax Investment Services, Inc.04-13-2020
Mark Ryan SteeberLPL Financial LLCEdward Jones$15004-13-2020
John L. BabautaRaymond James Financial Services, Inc.Cetera Investment Services LLC04-13-2020
Philip M LeoneAXA Advisors, LLCEdward Jones04-13-2020
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Showing 1 to 25 of 21,810 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.