Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34611-19-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-05-2018
Dan DwyerFirst Republic SecuritiesBank of America Merrill Lynch$16011-02-2018
Gary Pace, Joshua PaceFirst Republic SecuritiesBank of America Merrill Lynch$18010-26-2018
Lee CrockerRFG AdvisoryBank of America Merrill Lynch$3010-26-2018
Bob BrennanLPL FinancialCetera$30010-24-2018
Joseph KlauzarRaymond JamesMorgan Stanley Wealth Management$6210-23-2018
Kenneth Judd, Robert GonzalesRaymond JamesWells Fargo Advisors$13610-23-2018
Nick Ciriello, Elizabeth ZimmerRBC Wealth ManagementBank of America Merrill Lynch$55010-12-2018
Dan Fuhrman, Gary Garabedian, Bob Hill, Michele McMahonWilliam Blair & Co.Wells Fargo Advisors$30010-10-2018
Kevin Martin, Andrew ArcherMorgan Stanley Wealth ManagementUBS Financial Services$40010-05-2018
Sally HarrisStifel Nicolaus & Co.LPL Financial$4309-25-2018
Steve LevineFirst Republic SecuritiesUBS Financial Services$2,00009-24-2018
Kathleen Hansen, Heather Hackett, Amanda Reams, Amber ReamsLPL FinancialCetera$18009-24-2018
Breanne PoloniaSurevest Wealth ManagementWells Fargo Advisors$10009-17-2018
Vicki Bayley, Jerod HavelStifel Nicolaus & Co.Wells Fargo Advisors$7209-07-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Bruce Rosen, Maru DuSablon, Mia ManahanRBC Wealth ManagementWells Fargo Advisors$39008-15-2018
John Burg, Tamara ColonAmeriprise FinancialWells Fargo Clearing Services$16108-14-2018
David VigilSorrento Pacific FinancialWells Fargo Advisors$3408-01-2018
Jeff SuttonStifel Nicolaus & Co.Wells Fargo Advisors$19807-27-2018
John Ellis, Jennifer Baker, John Ellis Jr.LPL FinancialLucia Securities$17007-16-2018
Kerry ManganoStifel Nicolaus & Co.Wells Fargo Advisors$11007-16-2018
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Showing 1 to 25 of 488 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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