Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Timothy BaileyNationwide Investment Advisors, LLCCUSO Financial Services, L.P.10-09-2020
Tamara Lynn DurbinSecurities America Advisors, Inc.Thrivent Investment Management Inc.10-08-2020
Robert H GlassThe Mather Group, LLCFinancial Engines Advisors L.L.C.10-08-2020
David Chih-Choi WongLincoln Financial Securities CorporationMML Investors Services, LLC10-07-2020
Todd Alan SixtStrait & Sound Wealth Management LLCMutual Advisors, LLC10-06-2020
Marcelino Alvarez LazoVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2020
Elizabeth Sharon RobertsMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Sanford Irving SmithMorgan StanleyWells Fargo Clearing Services, LLC10-02-2020
Luba YurchykHSBC Securities (USA) Inc.E*TRADE Securities LLC10-02-2020
Susan Leann NiedwickCutler Investment Counsel, LLCCheck Capital Management Inc10-02-2020
Ylisa Irra SeymourMorgan StanleyAmeriprise Financial Services, LLC10-02-2020
Hakop Jack MavyanPark Avenue Securities LLCNYLIFE Securities LLC10-02-2020
Richard Montgomery Patrick IVSowell ManagementNaples Asset Management Co., LLC10-01-2020
Stephen Hollister NelsonBirchwood CapitalAldrich Wealth LP10-01-2020
Allyn Paul DeiningerCrews & Associates, Inc.Sorrento Pacific Financial, LLC09-30-2020
Karen Cecilia BurkhartJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC09-30-2020
Richard Lee Coryell JrCORYELL CAPITAL MANAGEMENTXebec Investment Advisors09-30-2020
Forrest Michael FriedowVestia Personal Wealth AdvisorsLarson Financial Securities, LLC09-30-2020
Jeffrey Michael HalbertWestmount Asset Management, LLCTelos Capital Management, Inc.09-30-2020
Acil Ryan MechamCetera Investment Advisers LLCWells Fargo Clearing Services, LLC09-30-2020
Samuel Vasquez GaetaDefined Financial Planning LLCJ.W. Cole Financial, Inc.09-30-2020
Jon Charles FrandellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Jack RutledgeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Shelly Marie Malone-HoweTransamerica Financial Advisors, IncAllstate Financial Advisors, LLC09-29-2020
Tiffany SaxonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.