Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Todd EdwardsVoya Financial Advisors, Inc.Nationwide Investment Advisors, LLC08-08-2019
Michael Raymond NeeleyVoya Financial Advisors, Inc.Transamerica Financial Advisors, Inc08-07-2019
Michael Duane KrmpotichWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated08-06-2019
Sarah Noella SantanaRaymond James Financial Services, Inc.Edward Jones08-02-2019
Anthony Wells ZapicoSecurities America, Inc.The Investment Center, Inc.$2508-02-2019
Steven Schwary Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$4008-01-2019
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Allison Glago, Steven Loh, Peter LamNational SecuritiesWedbush Securities$9107-30-2019
Richard J DupontFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Johnson Lim Go Jr.Pruco Securities, LLC.Park Avenue Securities LLC07-29-2019
Mark Linforth BeachFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-26-2019
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC$2507-26-2019
Jacob Kennedy FurlowJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2019
Ulku GrossoRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Thomas H KimCetera Investment Services LLCInfinex Investments, Inc.07-25-2019
Ryan Emerson BennettFirst Heartland Capital, Inc.Transamerica Financial Advisors, Inc07-22-2019
Nicholas Curran KolataMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFG Advisors07-22-2019
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Dennis Eugene PriestLPL Financial LLCRoyal Alliance Associates, Inc.$1007-15-2019
Edmond KaramLPL Financial LLCRoyal Alliance Associates, Inc.07-15-2019
Tyler Wyatt TicenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-12-2019
Christopher Matthew ConnerM. S. Howells & Co.Wells Fargo Clearing Services, LLC$15007-12-2019
Jon Lewis BowlesSecurities America, Inc.FSC Securities Corporation$2507-12-2019
Raymond Catipon AbracosaKestra Investment Services, LLCLPL Financial LLC$1,00007-11-2019
Patrick Francis VelascoKestra Investment Services, LLCLPL Financial LLC07-11-2019
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Showing 1 to 25 of 15,971 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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