Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dave Olivieri, Wes Rowlands LPL FinancialVoya Financial Advisors$15504-11-2019
Craig Bentley Stifel Nicolaus & Co.Wells Fargo Advisors$7104-05-2019
Ray Martin Stifel Nicolaus & Co.Wells Fargo Advisors$10704-05-2019
Gary Allen, Peggy Allen, Tony Ondracek, Robert Babcock, Greg MunroStifel Nicolaus & Co.Merrill Lynch$59604-05-2019
Dustin RiefUBS Financial ServicesMercer$20003-29-2019
Jon DaytonRaymond JamesMerrill Lynch$23003-21-2019
Doug HaskinWells Fargo AdvisorsBank of America Merrill Lynch$6602-28-2019
Mike Flood Stifel Nicolaus & Co.Merrill Lynch$9102-22-2019
Bill LinasStifel Nicolaus & Co.Merrill Lynch$18402-22-2019
Thad OrtezRaymond JamesWells Fargo$10002-01-2019
Michele Ing Raymond JamesEdward Jones$12002-01-2019
Michael BernierCanter Strategic Wealth ManagementPure Financial Advisors$20001-18-2019
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34611-19-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-05-2018
Dan DwyerFirst Republic SecuritiesBank of America Merrill Lynch$16011-02-2018
Gary Pace, Joshua PaceFirst Republic SecuritiesBank of America Merrill Lynch$18010-26-2018
Lee CrockerRFG AdvisoryBank of America Merrill Lynch$3010-26-2018
Bob BrennanLPL FinancialCetera$30010-24-2018
Joseph KlauzarRaymond JamesMorgan Stanley Wealth Management$6210-23-2018
Kenneth Judd, Robert GonzalesRaymond JamesWells Fargo Advisors$13610-23-2018
Nick Ciriello, Elizabeth ZimmerRBC Wealth ManagementBank of America Merrill Lynch$55010-12-2018
Dan Fuhrman, Gary Garabedian, Bob Hill, Michele McMahonWilliam Blair & Co.Wells Fargo Advisors$30010-10-2018
Kevin Martin, Andrew ArcherMorgan Stanley Wealth ManagementUBS Financial Services$40010-05-2018
Next Page »

Showing 1 to 25 of 501 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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