Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (current quarter)

Recruiting Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	11
3. LPL Financial	6
4. Ameriprise Financial	5
5. UBS Financial Services	5

Recruiting Losses

Firm	Total Moves
1. Wells Fargo Advisors	22
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	7
4. Ameriprise Financial	5
5. LPL Financial	5

Net Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	8
3. Janney Montgomery Scott	4
4. Kingsview Asset Management	3
5. Robert W. Baird & Co.	3

Net Losses

Firm	Total Moves
1. Wells Fargo Advisors	19
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	6
4. Hilliard Lyons	2
5. Bank of America Merrill Lynch	2

Latest moves

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Adviser(s)	Firm joining	Firm leaving	AUM ($M)	Date
Dave Olivieri, Wes Rowlands	LPL Financial	Voya Financial Advisors	$155	04-11-2019
Craig Bentley	Stifel Nicolaus & Co.	Wells Fargo Advisors	$71	04-05-2019
Ray Martin	Stifel Nicolaus & Co.	Wells Fargo Advisors	$107	04-05-2019
Gary Allen, Peggy Allen, Tony Ondracek, Robert Babcock, Greg Munro	Stifel Nicolaus & Co.	Merrill Lynch	$596	04-05-2019
Dustin Rief	UBS Financial Services	Mercer	$200	03-29-2019
Jon Dayton	Raymond James	Merrill Lynch	$230	03-21-2019
Doug Haskin	Wells Fargo Advisors	Bank of America Merrill Lynch	$66	02-28-2019
Mike Flood	Stifel Nicolaus & Co.	Merrill Lynch	$91	02-22-2019
Bill Linas	Stifel Nicolaus & Co.	Merrill Lynch	$184	02-22-2019
Thad Ortez	Raymond James	Wells Fargo	$100	02-01-2019
Michele Ing	Raymond James	Edward Jones	$120	02-01-2019
Michael Bernier	Canter Strategic Wealth Management	Pure Financial Advisors	$200	01-18-2019
Laurens Rhinelander, Simon Lewis, Christopher Cohn	Ameriprise Financial	Wells Fargo Advisors	$346	11-19-2018
Steven Jolly	LPL Financial	Wells Fargo Advisors	$190	11-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGee	LPL Financial	Wells Fargo Advisors	$200	11-14-2018
Bill Hastie, Haley Hitchman	Commonwealth Financial Network	LPL Financial	$228	11-05-2018
Dan Dwyer	First Republic Securities	Bank of America Merrill Lynch	$160	11-02-2018
Gary Pace, Joshua Pace	First Republic Securities	Bank of America Merrill Lynch	$180	10-26-2018
Lee Crocker	RFG Advisory	Bank of America Merrill Lynch	$30	10-26-2018
Bob Brennan	LPL Financial	Cetera	$300	10-24-2018
Joseph Klauzar	Raymond James	Morgan Stanley Wealth Management	$62	10-23-2018
Kenneth Judd, Robert Gonzales	Raymond James	Wells Fargo Advisors	$136	10-23-2018
Nick Ciriello, Elizabeth Zimmer	RBC Wealth Management	Bank of America Merrill Lynch	$550	10-12-2018
Dan Fuhrman, Gary Garabedian, Bob Hill, Michele McMahon	William Blair & Co.	Wells Fargo Advisors	$300	10-10-2018
Kevin Martin, Andrew Archer	Morgan Stanley Wealth Management	UBS Financial Services	$400	10-05-2018

Showing 1 to 25 of 501 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.