Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Khoi Duy NguyenWata Capital LLCAmeriprise Financial Services, Inc.11-01-2018
Mark John TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Richard Edward MarekCapital AnalystsAmeriprise Financial Services, Inc.10-02-2018
Robert Alan CoronaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$1009-12-2018
Standar HammondsPruco Securities, LLC.Ameriprise Financial Services, Inc.$1009-11-2018
Stephen Eric WiedemannWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-31-2018
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$2508-08-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Christopher Daniel RylanderRylander RichterAmeriprise Financial Services, Inc.07-16-2018
Jason Francis RichterRylander RichterAmeriprise Financial Services, Inc.07-16-2018
Kimberly Ann CarsonSCF Securities, Inc.Ameriprise Financial Services, Inc.06-18-2018
Robert Scott PiersonMorgan StanleyAmeriprise Financial Services, Inc.05-21-2018
Ivan Jesus Vegas Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-04-2018
Julian Daniel DemallevilleWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-04-2018
Sarah Elizabeth ArthurNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.$10003-02-2018
Erica Lynn ArroyoMA Private Wealth, LLCAmeriprise Financial Services, Inc.01-26-2018
Martin Scott MillerMA Private Wealth, LLCAmeriprise Financial Services, Inc.01-26-2018
Gregory Bennett TrostLPL Financial LLCAmeriprise Financial Services, Inc.$2501-22-2018
Michael Anthony CanzoneNautilus Advisors LLCAmeriprise Financial Services, Inc.12-21-2017
Gregory Paul HolmesWestern International Securities, Inc.Ameriprise Financial Services, Inc.$5012-04-2017
Richard Anthony CamachoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15011-17-2017
John Nicholas MatsonLPL Financial LLCAmeriprise Financial Services, Inc.$2511-02-2017
Garret Jay BartelCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-30-2017
Lee Matthew PoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-25-2017
Kent Katsuo TanakaLPL Financial LLCAmeriprise Financial Services, Inc.$2510-20-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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