Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jayson Call Walker Sr.LPL Financial LLCAmeriprise Financial Services, Inc.09-27-2013
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, Inc.09-18-2013
Michael Ibrahim ShalhoubLPL Financial LLCAmeriprise Financial Services, Inc.08-23-2013
Nancy ChangCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-24-2013
Michelle Ann LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-08-2013
Douglas Allen EmittePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5003-20-2013
Lauren Austin EstesIndependent Financial Group, LLCAmeriprise Financial Services, Inc.02-27-2013
Janet Lee De VriesLPL Financial LLCAmeriprise Financial Services, Inc.$15001-10-2013
Gregory Warner RandallLPL Financial LLCAmeriprise Financial Services, Inc.12-18-2012
Michael Paul MaParallel Advisors, LLCAmeriprise Financial Services, Inc.11-16-2012
Brian Nathaniel FosterWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-16-2012
Dena Reiko KobataLPL Financial LLCAmeriprise Financial Services, Inc.$5010-10-2012
Michael Joseph AluottoFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$5009-21-2012
Robert Jason KleinLPL Financial LLCAmeriprise Financial Services, Inc.$15008-03-2012
Cindy Shu-Way ShiCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-30-2012
Matthew Jones FanninLPL Financial LLCAmeriprise Financial Services, Inc.$2507-26-2012
Dwayne Masaaki ArakakiLPL Financial LLCAmeriprise Financial Services, Inc.07-26-2012
Andrei Nicolai JigalinAlpha Wealth Management and Planning LLCAmeriprise Financial Services, Inc.06-29-2012
John Holland RinggenbergMorgan StanleyAmeriprise Financial Services, Inc.06-18-2012
Nazeeh I. ArankiWestern International Securities, Inc.Ameriprise Financial Services, Inc.05-25-2012
Nicholas Tilden DrewLiberty Partners Financial Services, LLCAmeriprise Financial Services, Inc.$5003-08-2012
Charles Edward SchembriLPL Financial LLCAmeriprise Financial Services, Inc.12-15-2011
Richard Michael KapchukMorgan StanleyAmeriprise Financial Services, Inc.$5010-28-2011
Christopher Allen QuinleyLPL Financial LLCAmeriprise Financial Services, Inc.10-28-2011
Darin Britton GuthrieTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.09-07-2011
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Showing 276 to 300 of 12,364 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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