Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean Bradley KernusOrin Green Financial, LLCAmeriprise Financial Services, Inc.12-21-2016
Martha Ellen LaffLPL Financial LLCAmeriprise Financial Services, Inc.$5012-08-2016
Jay Duane ChamplainLPL Financial LLCAmeriprise Financial Services, Inc.$5011-21-2016
James Barker WhiteMutual Securities, Inc.Ameriprise Financial Services, Inc.11-07-2016
Steven Bruce SturnerMutual Securities, Inc.Ameriprise Financial Services, Inc.11-07-2016
Gabriel Joseph GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-27-2016
Robert James RalstonWaddell & ReedAmeriprise Financial Services, Inc.$110-26-2016
Angela Dawn O NeilinLPL Financial LLCAmeriprise Financial Services, Inc.10-05-2016
Quyen Phuong ThaiStrategic Advisers LLCAmeriprise Financial Services, Inc.09-29-2016
Alfredo PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2016
Larry Patrick RobertsWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.$2509-09-2016
Alan Thomas LennickHilltop Securities Inc.Ameriprise Financial Services, Inc.08-30-2016
Alejandro Jose-Megino OchoaIndependent Financial PartnersAmeriprise Financial Services, Inc.08-22-2016
Tiffany YeeCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.08-16-2016
Mark Beauchamp JohnsonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.07-25-2016
James Clemens DuncombeWaddell & ReedAmeriprise Financial Services, Inc.$1007-08-2016
Brent John WoolseyRed Crane Wealth Management, LLCAmeriprise Financial Services, Inc.07-07-2016
Jeffrey Feng WuRed Crane Wealth Management, LLCAmeriprise Financial Services, Inc.07-07-2016
Kenneth Dean HinkleWaddell & ReedAmeriprise Financial Services, Inc.07-05-2016
Rich Jon CerrutiBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.06-30-2016
John David EngstromStrategic Advisers LLCAmeriprise Financial Services, Inc.06-29-2016
Theodore Robert FisherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$70006-17-2016
Gregory M GiandaloneTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.06-14-2016
Christopher Michael ManziSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.06-13-2016
Gary Joseph EdwardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.06-02-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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