Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Denise Gail HollandFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$5006-26-2015
Michael Dennis HamptonLPL Financial LLCAmeriprise Financial Services, Inc.06-16-2015
Jonathan Roger PankowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2405-12-2015
Jamie Granville HargraveFortune Financial Services, Inc.Ameriprise Financial Services, Inc.$104-02-2015
Anthony Charles McleanLPL Financial LLCAmeriprise Financial Services, Inc.03-30-2015
Justin Henry BoucherMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-24-2015
Dianne Francine JonesLPL Financial LLCAmeriprise Financial Services, Inc.03-10-2015
Sammi Ellyn GoldsteinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-02-2015
John Raymond HornPark Avenue Securities LLCAmeriprise Financial Services, Inc.$102-27-2015
Joshua Joseph GrasselStrategic Advisers LLCAmeriprise Financial Services, Inc.02-13-2015
Roger Walker PrattLPL Financial LLCAmeriprise Financial Services, Inc.$2501-28-2015
Ronald Aiji MatsuiStrategic Wealth Advisors GroupAmeriprise Financial Services, Inc.01-27-2015
Dakota Dominic SunseriWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5001-22-2015
Gregory Marvene MorseWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$101-22-2015
Jayme Corynne BrownSanders Morris Harris LLCAmeriprise Financial Services, Inc.01-13-2015
Jeffrey Steven SeltzerFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$2512-22-2014
Kurt Michael Le FevreStrategic Wealth Advisors GroupAmeriprise Financial Services, Inc.12-22-2014
Lilia R SchweitzerRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.12-19-2014
Debra June KellyThrivent Investment Management Inc.Ameriprise Financial Services, Inc.12-16-2014
John Christopher FleishmanRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.12-11-2014
Ty Glenn RogersRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$112-11-2014
Andrew Chunki YipState Farm VP Management Corp.Ameriprise Financial Services, Inc.12-10-2014
Ronald Lee Folwell Jr.Girard Securities, Inc.Ameriprise Financial Services, Inc.12-05-2014
Stephen D BauerGirard Securities, Inc.Ameriprise Financial Services, Inc.12-05-2014
Bradley Damon ChapmanOpus Private Wealth Group, LLCAmeriprise Financial Services, Inc.12-02-2014
« Previous PageNext Page »

Showing 351 to 375 of 15,971 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.