Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barrett Sean PorterAbacus Wealth PartnersABACUS PORTFOLIOS12-03-2009
Barbara Jacobs WolfAbacus Wealth PartnersAbacus Portfolios12-03-2009
Christina Tucker RobertsPlan With Christina, LLCAbacus Wealth Partners04-17-2018
Aalok DevkotaDevkota Capital AdvisorsABUNDANCE ADVISERS02-16-2018
Aaron David RitterAvalan, LLCAbundant Wealth Partners, LLC09-25-2017
Elizabeth Ann SaghiAvalan, LLCABUNDANT WEALTH PARTNERS, LLC09-25-2017
Matthew Naniola PavichChalice Capital Partners, LLCAccelerated Capital Group$1008-11-2018
Scott Carl SandusChalice Capital Partners, LLCAccelerated Capital Group07-10-2018
Kozen Edward TsukamotoBalboa Wealth Partners, Inc.Accelerated Capital Group09-06-2016
Joel SheldonLincoln Financial Advisors CorporationAccelerated Capital Group04-01-2016
Arek Damian PuziaPathWiseAcclaro Wealth Management02-20-2015
Ryan Patrick WellsPathWiseAcclaro Wealth Management02-19-2015
Keith BoyakActuarial Direct LLCACTUARIAL MANAGEMENT COMPANY LLC03-08-2017
Zhiyi ZhouActuarial Direct LLCACTUARIAL MANAGEMENT COMPANY LLC03-08-2017
Scott Robert HamaguchiRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
Brian Lon BiedermanInfinity Financial ServicesAdirondack Trading Group LLC$1005-25-2016
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
Michael GlombUBS Financial Services Inc.ADP Broker-Dealer, Inc.07-30-2012
Richard Alan CatiponMorgan StanleyAdvanced Equities, Inc.11-12-2012
John W KellyWells Fargo Clearing Services, LLCAdvanced Equities, Inc.02-17-2009
Jonathan Michael LuskinDefine Financial, LLCAdvanced Practice Advisors, LLC07-14-2017
Taylor Robert SchulteDefine Financial, LLCAdvanced Practice Advisors, LLC05-02-2017
Edward William QuinlanFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Max Charles HazardFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Wornel Le Vale SimpsonFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
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Showing 26 to 50 of 12,365 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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