Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Guadalupe SalasYellowBrickRoad Financial Advisors, LLCAbacus Wealth Partners11-28-2016
Jessica Elizabeth AbramsAmeriprise Financial Services, Inc.Abacus Wealth Partners05-11-2016
Michael Albert Gandet Jr.National Planning CorporationAbramenko & Company, Inc.08-29-2012
Daven Samamittran SharmaNaylor & CompanyAbundance Advisers08-25-2018
Clark B. HooverUBS Financial Services Inc.Acacia Blue Asset Management07-16-2013
Meloni Hallock, Alev LewisHightower AdvisorsAcacia Wealth Advisors$50007-06-2016
David Carlton Adams Jr.Forest Securities, Inc.ACAP Financial Inc.01-12-2017
Matthew Naniola PavichChalice Capital Partners, LLCAccelerated Capital Group$1008-11-2018
Mark Steven StewartM Stevens Wealth Advisors, LLCAccelerated Capital Group03-28-2018
Kozen Edward TsukamotoBalboa Wealth Partners, Inc.Accelerated Capital Group09-06-2016
Joel SheldonLincoln Financial Advisors CorporationAccelerated Capital Group04-01-2016
Timothy Hisao OshimaAcclaro Wealth ManagementAcclaro Wealth Management05-08-2015
Arek D PuziaPathWiseAcclaro Wealth Management02-20-2015
Ryan Patrick WellsPathWiseAcclaro Wealth Management02-19-2015
Paul Yee LoHypo Financial Services and Investment AdviserACE Diversified Capital, Inc.02-22-2017
Eric Hyung KimHana Wealth Management, LLCACE Diversified Capital, Inc.08-29-2013
Bae Keun YuSH Investment & SecuritiesACE Diversified Capital, Inc.02-11-2013
Young Jin SeoSH Investment & SecuritiesACE Diversified Capital, Inc.02-11-2013
Byung Il MinSH Investment & SecuritiesACE Diversified Capital, Inc.06-08-2012
Yeon Jae LeeSH Investment & SecuritiesACE Diversified Capital, Inc.06-08-2012
Brian Lon BiedermanInfinity Financial ServicesAdirondack Trading Group LLC$1005-25-2016
Sophia Yu LiuSecurian Financial Services, Inc.ADP Broker-Dealer, Inc.02-07-2017
Tom Mitchell HesslerNational Planning CorporationADP Broker-Dealer, Inc.08-17-2016
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
Michael Pierre IndartWells Fargo Clearing Services, LLCADP Broker-Dealer, Inc.08-07-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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