Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Ira SchechterIndependent Financial Group, LLCAFA Financial Group, LLC$5004-26-2010
Jack ThomasIndependent Financial Group, LLCAFA Financial Group, LLC$103-01-2010
Suni Klare ConwayMorgan StanleyAIG Capital Services, Inc.10-24-2017
Charles Sarkis KaloustianHSBC Securities (USA) Inc.AIG Capital Services, Inc.04-18-2017
John Matthew HoughMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.11-01-2016
Matthew Thomas StratmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.05-19-2016
Brian David AndersonMML Investors Services, LLCAIG Capital Services, Inc.03-02-2016
Sarah Mayberry FodreaStrategic Advisers LLCAIG Capital Services, Inc.10-28-2015
Adriana HaskellNational Planning CorporationAIG Capital Services, Inc.07-21-2015
Christopher Glenn NeweyStifel, Nicolaus & Company, IncorporatedAIG Capital Services, Inc.$1002-01-2010
Matthew Charles DavenportState Farm VP Management Corp.AIG Capital Services, Inc.07-10-2009
Thomas Doyle ThigpenChase Investment Services Corp.AIG Capital Services, Inc.06-24-2009
Steven Franco MunozMetLife Securities Inc.AIG Capital Services, Inc.03-23-2009
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
Mark Anton GroesbeckSCF Securities, Inc.Alamo Asset Advisors$5008-20-2013
Robert Andrew BarrettSCF Securities, Inc.Alamo Asset Advisors08-20-2013
Gary Lynn WattsJ.P. Morgan Securities LLCAlamo Capital08-19-2016
Joshua Youngblood WeaverNorthwestern Mutual Investment Services, LLCAlamo Capital04-21-2015
Irene Faye MaxwellEmerson Equity LLCAlamo Capital11-12-2013
John Paul Shearman Mr.Iv Lions LLCAlbourne America LLC01-10-2013
Grant Allan WebsterDowling & Yahnke, LLCAldrich Wealth LP12-15-2016
Stephen Michael LafataUBS Financial Services Inc.Alethea Capital Management, LLC12-18-2015
Tarunjit Singh AhluwaliaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAlight Financial Solutions, LLC05-17-2016
Gary Allen Phillips Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAlight Financial Solutions, LLC04-09-2014
John Howard ReeveMain Street Advisors, LLCAllegiant Securities L.L.C.06-14-2011
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Showing 101 to 125 of 15,971 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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