Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph GlasgowAmeritas Investment Corp.American Independent Securities Group, LLC10-12-2015
Grace Marie MilesLombard Securities IncorporatedAmerican Independent Securities Group, LLC01-09-2015
Gerard Barrett PerkinsIndependent Financial Group, LLCAmerican Independent Securities Group, LLC12-12-2011
Glenn Foster DelmanG&F Financial ServicesAmerican Investors Company06-27-2018
Jessica Lee SchaferJ.P. King Advisors, Inc.American Investors Company07-27-2016
Richard Jay CohnCrestmont Advisors, LLC.American Investors Company01-15-2013
Judy Lynn MorrisonLPL Financial LLCAmerican Portfolios Financial Services, Inc.$15006-02-2017
Peter Myron AugustineSecurities America, Inc.American Portfolios Financial Services, Inc.01-17-2013
Casey Lynn MorrisCapstone Pacific Investment StrategiesAmerican Portfolios Financial Services, Inc.11-18-2010
Richard David ConnettAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$15010-05-2009
Jeffrey Dana LynnAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Marcella Ree LeesAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
James Michael QuiatAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Eddie Chewkwong ChanAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
John Anthony Magadini Jr.Ameriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Jeffrey Gordon PasternakAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-26-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, Inc.05-21-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Jason William CoddingtonLPL Financial LLCAmeriprise Financial Services, Inc.$10004-22-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$1003-14-2019
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Showing 126 to 150 of 12,364 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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