Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Fife BushmanNationwide Securities, LLCAllstate Financial Services, LLC07-09-2012
Jeffrey Kim TalbottInvestors Capital Corp.Allstate Financial Services, LLC05-25-2012
Alan Bert ColdironPruco Securities, LLC.Allstate Financial Services, LLC02-27-2012
Manuel Dewayne MendoncaStifel, Nicolaus & Company, IncorporatedAllstate Financial Services, LLC01-12-2012
Timothy DonovanPark Avenue Securities LLCAllstate Financial Services, LLC10-06-2011
Milton Ming LamFarmers Financial Solutions, LLCAllstate Financial Services, LLC04-20-2011
Ethan Nicolas AparicioNorthwestern Mutual Investment Services, LLCAllstate Financial Services, LLC$1512-16-2010
James Scott CaveEdward JonesAllstate Financial Services, LLC09-24-2010
Eunjoo Vivien LeeFarmers Financial Solutions, LLCAllstate Financial Services, LLC08-16-2010
Young Min JoFarmers Financial Solutions, LLCAllstate Financial Services, LLC06-18-2010
Damian Blake HayesUnionBanc Investment Services, LLCAllstate Financial Services, LLC04-05-2010
Vanette WingPFS Investments Inc.Allstate Financial Services, LLC01-25-2010
Ninos EliaChase Investment Services Corp.Allstate Financial Services, LLC10-26-2009
Christine Adel TaylorState Farm VP Management Corp.Allstate Financial Services, LLC$2510-13-2009
Gerardo Vincent RamirezFarmers Financial Solutions, LLCAllstate Financial Services, LLC06-01-2009
Ryan Gregory JantzenWells Fargo Advisors Financial Network, LLCAllstate Financial Services, LLC$27802-26-2009
Elisabeth D. Di SorensenOppenheimer & Co. Inc.Ally Securities LLC01-14-2010
Steven Samuel ChristensenFisher InvestmentsAlpha Cubed Investments, LLC05-22-2014
John Brian LattaruloJBL Wealth StrategiesAlpha Global Investments01-08-2013
Carol Lynn Ward OchoaYour Secure Retirement Capital Management, LLCAlphaStar Capital Management, LLC04-30-2014
James Alfred MorgensternPark Avenue Securities LLCAlphaStar Capital Management, LLC12-18-2013
Emily Allison DysartMerrill Lynch, Pierce, Fenner & Smith IncorporatedALPS Distributors, Inc.11-13-2017
Mark Draper FlintBeacon Pointe Advisors, LLCALPS Distributors, Inc.01-06-2016
Alex Meng HuangHSBC Securities (USA) Inc.ALPS Distributors, Inc.03-24-2014
Kenneth Robert RossHanson McClain SecuritiesALPS Distributors, Inc.01-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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