Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Earl O'DwyerSyndicated Capital, Inc.1st Discount Brokerage, Inc.$5001-20-2009
Jill Helene KasenAmeriprise Financial Services, Inc.1st Global Advisors Inc$10011-03-2016
Eugene O'BrienFirst Allied Securities, Inc.1st Global Advisors Inc$2512-19-2012
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Magnum Fredrick DrewHD Vest Investment Services1st Global Capital Corp.02-27-2019
Philip Jesus HerreraHD Vest Investment Services1st Global Capital Corp.$110-18-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Robin Enid FolinoHD Vest Investment Services1st Global Capital Corp.12-04-2017
Dane Michael BrockmanThe Wealth Consulting Group1st Global Capital Corp.11-17-2017
Douglas Ray ClevengerThe Wealth Consulting Group1st Global Capital Corp.11-17-2017
Peter Francis StrattonUnion Capital Company1st Global Capital Corp.10-12-2016
Kellen NgJ.P. Morgan Securities LLC1st Global Capital Corp.06-02-2016
Dennis Eugene DalyAmeriprise Financial Services, Inc.1st Global Capital Corp.11-13-2015
Frank Clarence CrowleyHD Vest Investment Services1st Global Capital Corp.07-29-2015
Randy Eugene BaldwinLPL Financial LLC1st Global Capital Corp.$5008-18-2014
Michael Tybor WeiszLPL Financial LLC1st Global Capital Corp.08-05-2014
Frank Mario AmelioLPL Financial LLC1st Global Capital Corp.$2505-31-2013
Stephen Paul PezzulloAmeriprise Financial Services, Inc.1st Global Capital Corp.03-06-2013
Jay Daryl WahlinIndependent Financial Group, LLC1st Global Capital Corp.$2503-04-2013
Todd Frederic StoraskaLPL Financial LLC1st Global Capital Corp.11-28-2012
Stan C LamCapital Synergy Partners1st Global Capital Corp.03-13-2012
Russell Edward IngledewH. Beck, Inc.1st Global Capital Corp.$102-17-2012
Mark Stevan GuillodCapital Synergy Partners1st Global Capital Corp.$2502-03-2012
Mary Ann O'ConnorFoothill Securities, Inc.1st Global Capital Corp.01-12-2012
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Showing 1 to 25 of 15,971 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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