Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Edward RischallNavalign, LLC1080 Financial Group07-16-2018
Matt Joseph StadelmanNavalign, LLC1080 Financial Group07-16-2018
Robert Earl O'DwyerSyndicated Capital, Inc.1st Discount Brokerage, Inc.01-20-2009
Michael Grant ThompsonSecurities America Advisors, Inc.1st Global Advisors Inc08-01-2019
Magnum Fredrick DrewHD Vest Investment Services1st Global Capital Corp.02-27-2019
Philip Jesus HerreraHD Vest Investment Services1st Global Capital Corp.10-18-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Robin Enid FolinoHD Vest Investment Services1st Global Capital Corp.12-04-2017
Dane BrockmanThe Wealth Consulting Group1st Global Capital Corp.11-17-2017
Frank Mario AmelioLPL Financial LLC1st Global Capital Corp.$15005-31-2013
Jay Daryl WahlinIndependent Financial Group, LLC1st Global Capital Corp.$2503-04-2013
Eugene O'BrienFirst Allied Securities, Inc.1st Global Capital Corp.12-19-2012
Mark Stevan GuillodCapital Synergy Partners1st Global Capital Corp.02-03-2012
Helen Margaret Neal-MccaffreyCetera Financial Specialists LLC1st Global Capital Corp.01-06-2012
Craig Joseph AttanasioCetera Financial Specialists LLC1st Global Capital Corp.11-03-2011
Bryan Everette SpencerMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Timothy Robert MillerAmeritas Investment Corp.1st Global Capital Corp.$1010-20-2010
James R. LapiedraFirst Allied Securities, Inc.1st Global Capital Corp.08-21-2009
Hanna Christel FleckAmeritas Investment Corp.20/20 Capital Management, Inc$1009-17-2018
Michael A. BiggicaPixel Financial Planning, LLC20/20 Capital Management, Inc01-04-2017
Tyler Jeff PetersonIndependent Financial Group, LLCA & I Financial Services, LLC05-10-2013
David LucasRaymond JamesA.G. Edwards & Sons$10003-30-2011
Christopher J. OermanWestern Growers Financial Services, Inc.A.G.P. / Alliance Global Partners06-24-2016
John M. BarkerSprott Global Resource Investments LtdA.G.P. / Alliance Global Partners05-09-2016
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Showing 1 to 25 of 12,365 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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