Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roy Guy GrimesLPL Financial LLCZions Direct, Inc.$1,00003-13-2017
Kyle Frederick HodgesLPL Financial LLCZions Direct, Inc.$2503-20-2015
John Terry ChipianLPL Financial LLCZions Direct, Inc.$5002-20-2015
James M D'AlessioMerrill Lynch, Pierce, Fenner & Smith IncorporatedZions Direct, Inc.10-29-2010
Ramon Gomez EvangelistaLPL Financial LLCZions Direct, Inc.01-29-2009
ZACHARY PAUL HAGENBuckingham Strategic WealthZH Wealth Management, LLC09-24-2015
Michael KatzMadison Avenue Securities, LLCZenith American Securities Corporation07-22-2014
Eric John HoskinMorgan StanleyZecco Trading, Inc.03-15-2010
Jonas Martin ZamoraCommonwealth Financial NetworkZacks Investment Management, Inc.02-09-2009
Zachary Paul TaylorMorgan StanleyZachary Taylor LLC$1005-25-2016
Russell Garrison KroegerPARADIGM WEALTHYeske Buie Inc.04-24-2017
Andrew Arthur ZittellStrategic Wealth Advisors GroupYerba Buena Wealth Advisors, LLC05-10-2017
Bruce Allan FrankelEckhoff Wealth Management, LLCYerba Buena Wealth Advisors, LLC05-02-2017
Arthur John AmbarikPerigon Wealth Management, LLCYellowBrickRoad Financial Advisors, LLC04-04-2013
Matthew Thomas OelschlagerEquity Services, Inc.WZWLH Wealth Advisors, LLC08-02-2018
Paul Gary Delle CeseConcorde Investment Services, LLCWynston Hill Capital, LLC$1009-12-2017
Christopher Vincent SheehyHarborLight Investments, LLCWynn Capital Management, LLC01-10-2017
Stephen Michael CoteMerrill Lynch, Pierce, Fenner & Smith IncorporatedWulff, Hansen & Co.$5003-10-2010
Arin BabakhanianMerrill Lynch, Pierce, Fenner & Smith IncorporatedWTS Proprietary Trading Group LLC01-20-2014
Luan H VoAXA Advisors, LLCWTS Proprietary Trading Group LLC09-19-2013
Mickey Lee HendersonNational Planning CorporationWRP Investments, Inc.05-20-2014
Thomas Anthony KonkowskiFirst Allied Securities, Inc.WRP Investments, Inc.05-16-2012
Deborah Lynn BishoppFirst Allied Securities, Inc.WRP Investments, Inc.05-15-2012
Forrest Brooks WilderU.S. Bancorp Investments, Inc.Woven Capital, LLC09-14-2017
Kenneth A CorlettCorlett Financial, Inc.WorthPointe09-15-2017
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Showing 1 to 25 of 15,971 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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