Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Candow JacobsHuckleberry Capital Management, LLCZT Wealth Advisory12-22-2015
Kyle Frederick HodgesLPL Financial LLCZions Direct, Inc.$2503-20-2015
James D'AlessioMerrill Lynch, Pierce, Fenner & Smith IncorporatedZions Direct, Inc.10-29-2010
Ramon Gomez EvangelistaLPL Financial LLCZions Direct, Inc.$2501-29-2009
Roy Guy GrimesLPL Financial LLCZions Capital Advisors, Inc.03-13-2017
Zachary Paul HagenBuckingham Strategic Wealth, LLCZH Wealth Management, LLC09-24-2015
Michael KatzMadison Avenue Securities, LLCZenith American Securities Corporation07-22-2014
Maria Michelle Diana G. BoucherFidelity Brokerage Services LLCZecco Trading, Inc.10-15-2012
Eric John HoskinMorgan StanleyZecco Trading, Inc.03-15-2010
Jonathan Hall PorterKW Securities CorporationZanbato Securities LLC06-29-2016
Richard Michael LuthmanJ.P. Morgan Securities LLCZacks Investment Management, Inc.$5008-11-2016
Christopher Stephen McCarryChandler Asset Management IncZacks Investment Management, Inc.07-25-2013
Jonas Martin ZamoraCommonwealth Financial NetworkZacks Investment Management, Inc.02-09-2009
Zachary Paul TaylorMorgan StanleyZachary Taylor LLC05-25-2016
Koichi YubeYube Wealth ManagementYube Wealth Management02-04-2019
John KleponisMAI Capital Management, LLCYosemite Capital Management10-23-2018
Russell Garrison KroegerParadigm WealthYeske Buie Inc.04-24-2017
Andrew Arthur ZittellLPL Financial LLCYerba Buena Wealth Advisors, LLC$5007-19-2017
Bruce Allan FrankelEckhoff Wealth Management, LLCYerba Buena Wealth Advisors, LLC05-02-2017
Danelle ChungPi WealthPlan LLCYELLOWBRICKROAD FINANCIAL ADVISORS, LLC10-04-2018
Adam Guadalupe SalasWealth Architects, LLCYellowbrickroad Financial Advisors, LLC12-08-2017
Charles Wesley MalsburyThinkPlanSaveYELLOWBRICKROAD FINANCIAL ADVISORS, LLC09-06-2016
Steven Andrew WeydertWeydert Wealth ManagementYELLOWBRICKROAD FINANCIAL ADVISORS, LLC10-11-2013
Arthur John AmbarikPerigon Wealth Management, LLCYellowbrickroad Financial Advisors, LLC04-04-2013
Matthew Thomas OelschlagerEquity Services, Inc.WZWLH Wealth Advisors, LLC08-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.