Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Sam Busico1st Financial Planning Group, Inc.Gradient Advisors, LLC11-17-2015
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$1004-04-2018
Magnum Fredrick Drew1st Global Capital Corp.HD Vest Investment Services08-11-2017
Dane Michael Brockman1st Global Capital Corp.MetLife Securities Inc.03-24-2016
William Anthony Hodapp1st Global Capital Corp.Commonwealth Financial Network09-04-2012
Bryan Everette Spencer1st Global Capital Corp.MetLife Securities Inc.08-01-2010
JEFFREY JAMES HEITZMAN20/20 Capital Management, IncCetera Advisors LLC11-17-2017
BARTLEY ARTHUR CORFEE20/20 Capital Management, IncCetera Advisors LLC11-15-2017
Hanna Christel Fleck20/20 Capital Management, IncCambridge Investment Research, Inc.08-11-2017
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.07-14-2015
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Larry Kanji Uyeno401K Assist, LLCStadion Money Management, LLC10-05-2017
Matthew David Grishman401k Masters, LLCBrokers International Financial Services, LLC.02-06-2015
Georges Nicolas Kehdy7Piers Capital, LLCTD Ameritrade Investment Management, LLC12-10-2012
Li-Wei Chang7Summit Advisors, LLCKAM Advisors10-09-2014
James Philip WoodA Clear Strategy, LLCSICOR Securities Inc01-14-2014
Anatoly Tony ZubanA. To Z. Financial Consulting and Wealth ManagementICMA-RC Services, LLC09-05-2014
Robert J PriolaA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
Jonathan Joseph MonjaziA.G.P. / Alliance Global PartnersFidelity Brokerage Services LLC05-01-2013
Christopher S AustinA.G.P. / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2013
Dana Ward LambA.G.P. / Alliance Global PartnersChase Investment Services Corp.05-29-2012
Eric Alfred BoeghA.G.P. / Alliance Global PartnersNational Securities Corporation$2504-04-2012
Matt WardA.G.P. / Alliance Global PartnersNational Securities Corporation$5004-04-2012
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Showing 1 to 25 of 15,938 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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