Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
Michael Sam Busico1st Financial Planning Group, Inc.Gradient Advisors, LLC11-17-2015
Bruce Eric Rawdin-Baron1st Global Advisors IncReason Financial01-02-2018
Matthew Braden Denny1st Global Advisors IncNorthstar Financial Services, Inc.01-04-2013
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$1004-04-2018
Joseph Chi1st Global Capital Corp.BancWest Investment Services, Inc.09-27-2017
Robert Samuel Oberstein1st Global Capital Corp.Oberstein Wealth Management, Inc.10-23-2015
Ocean John Ho1st Global Capital Corp.Hurley Wealth Management Group, Inc04-17-2014
Edward Arthur McKelvey215 Advisors, LLCVoya Financial Advisors, Inc.08-08-2016
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.07-14-2015
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Larry Kanji Uyeno401K Assist, LLCStadion Money Management, LLC10-05-2017
Georges Nicolas Kehdy7Piers Capital, LLCTD Ameritrade, Inc.12-10-2012
Li-Wei Chang7Summit Advisors, LLCKAM Advisors10-09-2014
Anatoly Tony ZubanA. To Z. Financial Consulting and Wealth ManagementICMA-RC Services, LLC09-05-2014
Matt WardA.G.P. / Alliance Global PartnersNational Securities Corporation$10004-04-2012
Eric Alfred BoeghA.G.P. / Alliance Global PartnersNational Securities Corporation$2504-04-2012
Brandon Michael FullerA.G.P. / Alliance Global PartnersSecurian Financial Services, Inc.07-19-2011
Thomas Howard ArthurA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-19-2010
Lindsey Shea WoodwardAbacus Wealth PartnersDFA Securities LLC08-30-2017
Eileen Seeman FreiburgerAbacus Wealth PartnersESF FINANCIAL PLANNING GROUP11-21-2015
Jana Elizabeth DavisAbacus Wealth PartnersESF FINANCIAL PLANNING GROUP11-19-2015
Gabriel Stephen BrennerAbacus Wealth PartnersNEXT STEP WEALTH, LLC12-22-2014
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Showing 1 to 25 of 12,525 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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