Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Erika De La Rosa Hennessey | 1919 Investment Counsel, LLC | RAND & ASSOCIATES | — | 10-03-2018 |
| Michael Sam Busico | 1st Financial Planning Group, Inc. | Gradient Advisors, LLC | — | 11-17-2015 |
| Bruce Eric Rawdin-Baron | 1st Global Advisors Inc | Reason Financial | — | 01-02-2018 |
| Matthew Braden Denny | 1st Global Advisors Inc | Northstar Financial Services, Inc. | — | 01-04-2013 |
| Karl Patrik Orlowski | 1st Global Capital Corp. | Triad Advisors LLC | — | 04-30-2019 |
| Philip James Clark | 1st Global Capital Corp. | Raymond James Financial Services, Inc. | $10 | 04-04-2018 |
| Joseph Chi | 1st Global Capital Corp. | BancWest Investment Services, Inc. | — | 09-27-2017 |
| Robert Samuel Oberstein | 1st Global Capital Corp. | Oberstein Wealth Management, Inc. | — | 10-23-2015 |
| Ocean John Ho | 1st Global Capital Corp. | Hurley Wealth Management Group, Inc | — | 04-17-2014 |
| Edward Arthur McKelvey | 215 Advisors, LLC | Voya Financial Advisors, Inc. | — | 08-08-2016 |
| John Mark Wheeler | 303 Advisors, LLC | H. Beck, Inc. | — | 09-23-2015 |
| Ryan Scott Ponsford | 303 Advisors, LLC | Rance King Securities Corp. | — | 07-14-2015 |
| Martin Charles Johnson | 361 Financial Planning, Inc. | Morgan Stanley | — | 05-23-2016 |
| Larry Kanji Uyeno | 401K Assist, LLC | Stadion Money Management, LLC | — | 10-05-2017 |
| Georges Nicolas Kehdy | 7Piers Capital, LLC | TD Ameritrade, Inc. | — | 12-10-2012 |
| Li-Wei Chang | 7Summit Advisors, LLC | KAM Advisors | — | 10-09-2014 |
| Anatoly Tony Zuban | A. To Z. Financial Consulting and Wealth Management | ICMA-RC Services, LLC | — | 09-05-2014 |
| Matt Ward | A.G.P. / Alliance Global Partners | National Securities Corporation | $100 | 04-04-2012 |
| Eric Alfred Boegh | A.G.P. / Alliance Global Partners | National Securities Corporation | $25 | 04-04-2012 |
| Brandon Michael Fuller | A.G.P. / Alliance Global Partners | Securian Financial Services, Inc. | — | 07-19-2011 |
| Thomas Howard Arthur | A.G.P. / Alliance Global Partners | Chase Investment Services Corp. | — | 03-19-2010 |
| Lindsey Shea Woodward | Abacus Wealth Partners | DFA Securities LLC | — | 08-30-2017 |
| Eileen Seeman Freiburger | Abacus Wealth Partners | ESF FINANCIAL PLANNING GROUP | — | 11-21-2015 |
| Jana Elizabeth Davis | Abacus Wealth Partners | ESF FINANCIAL PLANNING GROUP | — | 11-19-2015 |
| Gabriel Stephen Brenner | Abacus Wealth Partners | NEXT STEP WEALTH, LLC | — | 12-22-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
