Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Russell Roberson1919 Investment Counsel, LLCRand & Associates10-03-2018
Lawrence V Zartarian1919 Investment Counsel, LLCRand & Associates10-03-2018
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
Andrew Jerome Rand1919 Investment Counsel, LLCRand & Associates10-02-2018
Yen Wu1N Capital, LLCIntellectus Partners, LLC08-03-2020
Edward Arthur Mckelvey215 Advisors, LLCVoya Financial Advisors, Inc.08-08-2016
Joel Arthur Beyer215 Advisors, LLCTres Wealth Management Group LLC05-13-2016
John Mark Wheeler303 Advisors, LLCH. Beck, Inc.09-23-2015
Ryan Scott Ponsford303 Advisors, LLCRance King Securities Corp.$2507-14-2015
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Larry Kanji Uyeno401K Assist, LLCStadion Money Management, LLC10-05-2017
Paolo Francesco Marchetti401k Engineers Inc.Cambridge Investment Research, Inc.06-05-2020
Li-Wei Chang7Summit Advisors, LLCKAM Advisors10-09-2014
Anatoly Tony ZubanA. To Z. Financial Consulting and Wealth ManagementICMA-RC Services, LLC09-05-2014
Eric Albert ImbueltenA.E.I. Financial GroupGradient Advisors, LLC02-12-2020
Darrell Thomas ReedA.G.P / Alliance Global PartnersIfs Securities09-27-2019
Matt WardA.G.P / Alliance Global PartnersNational Securities Corporation$5004-04-2012
Eric Alfred BoeghA.G.P / Alliance Global PartnersNational Securities Corporation04-04-2012
Brandon Michael FullerA.G.P / Alliance Global PartnersSecurian Financial Services, Inc.$15007-19-2011
Thomas Howard ArthurA.G.P / Alliance Global PartnersChase Investment Services Corp.$50003-19-2010
Alphonse John Calicchio IIIA.G.P / Alliance Global PartnersHunter World Markets, Inc.07-20-2009
Mary Elizabeth StorjohannAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Elizabeth Ariel WardAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Lauren Taylor BoyesAbacus Wealth PartnersRaymond James Financial Services, Inc.08-30-2018
Lindsey Shea WoodwardAbacus Wealth PartnersDFA Securities LLC08-30-2017
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Showing 1 to 25 of 12,563 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.