Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Rebeca SchereckCetera Financial Specialists LLCMadison Avenue Securities, LLC$5003-15-2017
Aaron GoldmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-26-2012
Aaron Alan SimoneHD Vest Investment ServicesIndependent Financial Group, LLC$1005-31-2017
Aaron Alan SimoneIndependent Financial Group, LLCWells Fargo Clearing Services, LLC09-03-2010
Aaron Bert PimentelU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Bert PimentelMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.08-25-2015
Aaron Charles SchmoekelSmart InvestorLPL Financial LLC02-22-2018
Aaron Christian MulvaneySanders Morris Harris LLCCharles Schwab & Co., Inc.01-20-2015
Aaron Christopher AugustisProspera Financial Services, Inc.Morgan Stanley06-13-2014
Aaron Clifton FryStrategic Advisers LLCTD Ameritrade Investment Management, LLC02-11-2013
Aaron D SanorMorgan StanleyUBS Financial Services Inc.$109-30-2009
Aaron Dale ChamberlinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10007-28-2009
Aaron Daniel ScheidSignator Investors, Inc.TD Ameritrade Investment Management, LLC07-08-2013
Aaron Daniel ScheidTD Ameritrade Investment Management, LLCChase Investment Services Corp.02-09-2012
Aaron Daniel ScheidChase Investment Services Corp.E*TRADE Securities LLC03-11-2011
Aaron David RitterABUNDANT WEALTH PARTNERS, LLCWest Coast Financial, LLC07-22-2016
Aaron Del Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Aaron Del Del BrownWells Fargo Clearing Services, LLCEdward Jones09-30-2016
Aaron Denon BessonettePlanMember Securities CorporationRaymond James Financial Services, Inc.06-09-2014
Aaron Douglas HendryLPL Financial LLCWells Fargo Clearing Services, LLC01-30-2017
Aaron Edward PollockWestern International Securities, Inc.Crowell, Weedon & Co.$5006-22-2011
Aaron Gregory CookAmeriprise Financial Services, Inc.Newport Coast Securities, Inc.12-05-2013
Aaron James LangstonDestination Wealth ManagementMercer Allied Company, L.P.04-15-2011
Aaron James MalardinoUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC12-21-2016
Aaron James McclainWedbush Securities Inc.AXA Advisors, LLC12-14-2017
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Showing 1 to 25 of 15,938 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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