Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gino WangAXA AdvisorsMML Investors Services, LLC02-03-2020
Therese VillanuevaPackerland Brokerage Services, Inc.Globalink Securities, Inc.05-06-2020
Ryan Michael BurgessFinancially AdvisedFisher Investments05-01-2020
Chunhua XinGlobalink Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Mohammad Nayeem QureshiCharles Schwab & Co., Inc.TD Ameritrade, Inc.04-17-2020
Andrew Joseph ChenManchester Financial IncManchester Financial Inc04-17-2020
Vega Singlan HuenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2020
Irma TsikhiseliWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC04-16-2020
Tom Doo ChoiWells Fargo Clearing Services, LLCEdward Jones04-16-2020
Sumam Sara MathewMorgan StanleyFidelity Personal and Workplace Advisors04-16-2020
Anastasiia NikolenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-15-2020
Raymond Paul ArroyoPruco Securities, LLC.Allstate Financial Services, LLC04-14-2020
Enrique UlloaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-13-2020
Derek ButlerWaddell & ReedAvantax Investment Services, Inc.04-13-2020
John L. BabautaRaymond James Financial Services, Inc.Cetera Investment Services LLC04-13-2020
Philip M LeoneAXA Advisors, LLCEdward Jones04-13-2020
Chad Thomas FeilkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedLazard Asset Management LLC04-13-2020
Jelani Christopher MatthewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Eric Jose MarruffoMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-09-2020
Thomas Wayne ChandlerKerr Wealth ManagementKovack Securities Inc.04-07-2020
Yolla Seoud KairouzJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-05-2020
Karma ShahinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-03-2020
Robert Scott SmithEmerson Equity LLCConcorde Investment Services, LLC04-03-2020
Evan GoodrichEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2020
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Showing 1 to 25 of 21,806 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.