Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Damon Ralph CouchMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.12-26-2018
David William JacksonSilverback FinancialIntegral Investment Advisors, Inc.12-26-2018
Justin Richard PooreKMS Financial Services, Inc.HD Vest Investment Services$112-24-2018
Peter Francis StrattonIndependent Financial Group, LLCUnion Capital Company12-21-2018
Richard Keiichi Yamauchi Sr.HD Vest Investment ServicesAXA Advisors, LLC$5012-21-2018
Andrew Gerry HackettCUSO Financial Services, L.P.Waddell & Reed12-19-2018
Joseph Edward PuerzerVALIC Financial Advisors, Inc.MWA Financial Services Inc.$5012-19-2018
Marlin Leo SmithWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.$112-19-2018
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
Steven W LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.$612-19-2018
Efrain Vasquez MorenoWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Erika HolritzWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.12-18-2018
George Lawrence SpalenkaSecurian Financial Services, Inc.HIGHLINE INVESTMENT PARTNERS, INC.12-18-2018
Rebecca Jo DawsonWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.$112-18-2018
Robert James MaguireWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Robert William HerrmannWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Sagar K ParikhWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.$112-18-2018
Teresa Jo NinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.$2512-18-2018
Jacob Nolan GuinnLPL Financial LLCBBVA Securities Inc.$1012-17-2018
Michael P LaceyPark Avenue Securities LLCMML Investors Services, LLC12-17-2018
Derek Michael McdougallPark Avenue Securities LLCMML Investors Services, LLC12-14-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Kathleen Ann Mclaughlin CuencoLPL Financial LLCWinans Investments12-12-2018
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Showing 251 to 275 of 15,938 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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