Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Yeats ThomasIntegrative InvestingHoey Investments, Inc.12-10-2018
Geoffrey Willis ShawJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-07-2018
Howard Steven MeyersonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-07-2018
Jason William BostianWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Michael Lawrence BertolucciLPL Financial LLCQuestar Capital Corporation12-07-2018
Arthur Burton VelascoLPL Financial LLCRaymond James Financial Services, Inc.12-06-2018
Daniel William WorthingtonCastle Rock Wealth Management, LLCAXA Advisors, LLC12-06-2018
Karl Adam PreheimLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-06-2018
Richard George BassmanLPL Financial LLCMML Investors Services, LLC$1012-06-2018
Ryan Charles OlsonCity National Securities, Inc.Wells Fargo Clearing Services, LLC12-06-2018
Craig Jahncke McgrathMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.12-05-2018
Edwin Shanil KumarU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-05-2018
Paul RodriguezUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$112-05-2018
Salvatore Anthony DannaResources Investment AdvisorsIndependent Financial Partners12-05-2018
Gabriel Brant AndersonCrafted Wealth ManagementGross Domestic Product, Inc12-04-2018
Jeremy Paul DickerPark Avenue Securities LLCMML Investors Services, LLC12-04-2018
Joel Patrick ShomakerResources Investment AdvisorsLPL Financial LLC12-04-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Geoffrey Harden SeboldResources Investment AdvisorsIndependent Financial Partners12-03-2018
Michael Thomas GoddardResources Investment AdvisorsIndependent Financial Partners12-03-2018
Chiu Fong WuAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-30-2018
Jeffrey Philip BordenEdward JonesJ.P. Morgan Securities LLC$111-30-2018
Joanne SturgillSagePoint Financial, Inc.Global Capital Strategies$2511-30-2018
Matthew James BiggieWells Fargo Clearing Services, LLCMorgan Stanley11-30-2018
John Rouse MacgregorJunior China Financial ServicesVELOX CLEARING LLC11-30-2018
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Showing 276 to 300 of 15,938 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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