Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Thomas GoddardResources Investment AdvisorsIndependent Financial Partners12-03-2018
Chiu Fong WuAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-30-2018
Jeffrey Philip BordenEdward JonesJ.P. Morgan Securities LLC$111-30-2018
Joanne SturgillSagePoint Financial, Inc.Global Capital Strategies$2511-30-2018
Matthew James BiggieWells Fargo Clearing Services, LLCMorgan Stanley11-30-2018
John Rouse MacgregorJunior China Financial ServicesVELOX CLEARING LLC11-30-2018
Amy Nuttall ZwaanRaymond James Financial Services, Inc.The Wealth Consulting Group$10011-29-2018
Gregory Andrew FallonHighland MB Wealth LLCCapital Synergy Partners11-29-2018
Martina HamiltonRaymond James Financial Services, Inc.The Wealth Consulting Group$8711-29-2018
Devin Lee KingKing FinancialClient One Securities LLC11-28-2018
Andrew Joseph CrowellWells Fargo Clearing Services, LLCVanguard Marketing Corporation11-26-2018
John Alexander GeresiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-26-2018
Richard Karim AzouzLPL Financial LLCSummit Brokerage Services, Inc.$5011-26-2018
Sumit SharmaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-26-2018
Jatinderpal Singh DhaliwalMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.11-23-2018
Claire Lee JacksonPensionmark Securities, LLCProEquities, Inc.11-21-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
Carlos CarrilloCUNA Brokerage Services, Inc.Questar Capital Corporation$2511-20-2018
Ian Yicheol HaInfinity Financial ServicesAXA Advisors, LLC11-20-2018
Jena Elizabeth SchusterSB WealthCetera Advisor Networks LLC11-20-2018
Kurt VolkerAXA Advisors, LLCMorgan Stanley11-20-2018
Paul Emmanuel BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Paul Michael WendeePaul M. Wendee & AssociatesSilber Bennett Financial, Inc.11-20-2018
Angelina OrnelasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
John Michael MateykoWestern International Securities, Inc.Northeast Securities, Inc.$5011-19-2018
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Showing 301 to 325 of 15,944 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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