Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julius Ogbekhilulumen AgbonbhaseMorgan StanleyE*TRADE Securities LLC$111-16-2018
Kristopher Nubar KasarjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$111-16-2018
Ryan William GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
Anthony Joseph HazenPatrick Capital Markets, LLCESF Equity, LP11-15-2018
John Shannon AgostinoLPL Financial LLCWells Fargo Clearing Services, LLC$5011-15-2018
Martin Owen Mccann IVBrokers International Financial Services, LLC.OneAmerica Securities, Inc.11-15-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Carrie Snyder VilaplanaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-14-2018
Gustavo LozanoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15011-14-2018
Stephen Craig GordenierPlanMember Securities CorporationForesters Equity Services, Inc.11-14-2018
Sugey PiedraHD Vest Investment ServicesMorgan Stanley11-14-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Marilu HernandezU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
William James CortusLPL Financial LLCThrivent Investment Management Inc.11-13-2018
Andrew James KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-12-2018
Benjamin Patrick Anh SmitsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-12-2018
John Christopher FleishmanMorgan StanleyRaymond James & Associates, Inc.$15011-12-2018
Martin David BatstoneNewbridge Securities CorporationCrown Capital Securities, L.P.$5011-12-2018
James David VasquezAXA Advisors, LLCMorgan Stanley11-09-2018
Michael CrawfordArete Wealth Management, LLCUBS Financial Services Inc.$10011-09-2018
Valerie Cynthia KrebsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-09-2018
Brian Michael FrostLincoln Financial Advisors CorporationSorrento Pacific Financial, LLC11-08-2018
Chandara LimMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-08-2018
KEVIN PAUL HENSSStrivent FinancialInspired Financial11-08-2018
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Showing 326 to 350 of 15,938 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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