Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gene KissingerKingsview Asset Management, LLCWells Fargo Clearing Services, LLC11-08-2018
Sophia Yu LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.11-08-2018
Sunny James KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC11-08-2018
Victor Hugo AvilaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2018
William Oliver HindsIndependent Financial Group, LLCLPL Financial LLC11-08-2018
Linda PereiraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2018
Michele Ing Raymond JamesEdward Jones$12011-05-2018
Dan Paul MichaelianRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.$5011-05-2018
Deepti BediMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-05-2018
Michele Ann IngRaymond James Financial Services, Inc.Edward Jones$111-05-2018
Rachelle Marie Flood KupelianCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-05-2018
Thad OrtezRaymond JamesWells Fargo$10011-02-2018
Dan DwyerFirst Republic SecuritiesBank of America Merrill Lynch$16011-02-2018
Brent Roger AndersonSagePoint Financial, Inc.Cetera Advisor Networks LLC$1011-02-2018
Christopher Brian CarolanChalice Capital Partners, LLCMorgan Stanley$2511-02-2018
Iftikhar Mahmud AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
John Antone StachnickKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Joshua Joseph WeygandtLPL Financial LLCAllstate Financial Services, LLC11-02-2018
Rachna Rajesh BijlaniBRsquared L.L.C.Waddell & Reed11-02-2018
Saadia Shakur AhmedKaizen Financial Strategies, LLCWaddell & Reed11-02-2018
Thad Anthony OrtezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-02-2018
Towfiq ChitalwalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-02-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-01-2018
Haley Marie HitchmanCommonwealth Financial NetworkLPL Financial LLC$10011-01-2018
Khoi Duy NguyenWata Capital LLCAmeriprise Financial Services, Inc.11-01-2018
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Showing 351 to 375 of 15,938 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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