Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Allen SamsAllied Millennial Partners, LLCMillennial Advisers, LLC.03-25-2020
Allison Tunnicliff FergusonFortune Financial Services, Inc.MML Investors Services, LLC$1003-25-2020
Daniel Antony St HubertNYLIFE Securities LLCJ.P. Morgan Securities LLC03-25-2020
Erica Jane GoltraPlanMember Securities CorporationNATIONAL PENSION & GROUP CONSULTANTS, INC.03-24-2020
Marco CabezasAllstate Financial Services, LLCState Farm VP Management Corp.03-24-2020
Attaley Amber HernandezU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-23-2020
John Anthony Del-Zio Jr.CUSO Financial Services, L.P.Allstate Financial Services, LLC03-23-2020
Kathy Pao-Fang ChangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2020
Lauren Chantile WinkelmanCitrine CapitalBlake|Cooper Financial Strategies03-23-2020
Henry A. MenchacaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-23-2020
Joshua Corry BreedenUBS Financial Services Inc.Morgan Stanley$5003-23-2020
Edward James TritschlerPlanMember Securities CorporationNational Pension & Group Consultants, Inc.03-20-2020
Diego De Los SantosTransamerica Financial Advisors, IncLPL Financial LLC03-20-2020
Ka Man ChanMML Investors Services, LLCTD Ameritrade, Inc.03-20-2020
Eric Eugene OwensStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.03-20-2020
Garen GevorgyanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-20-2020
Ryan Jonathan BakerJ.P. Morgan Securities LLCUBS Financial Services Inc.03-19-2020
Michele Ann De GeorgeWaddell & ReedAmeriprise Financial Services, LLC03-19-2020
Randy Gene PickeringLincoln Financial Securities CorporationProEquities, Inc.03-19-2020
Franklin Daniel RockwellWells Fargo Clearing Services, LLCAXA Advisors, LLC03-19-2020
Krystian Leonard CiepluchaLPL Financial LLCLincoln Financial Advisors Corporation03-18-2020
Matthew Hugh HurleyIndependent Financial Group, LLCWells Fargo Clearing Services, LLC03-18-2020
Lucas Sam BarberioTD Ameritrade Investment Management, LLCEdward Jones03-18-2020
Norman Dillon McGillWacker Wealth Partners, LLCParkside Advisors LLC03-18-2020
Jon Alan DaubleOsage Pacific Advisors, Inc.Dauble+Worthington Equity Portfolios03-18-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.