Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alisha Deann HoltMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-18-2020
Ronald Stillman ColeEmerson Equity LLCGreat Point Capital LLC03-17-2020
Iman SedighianUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-16-2020
Manjinder Singh SahotaFidelity Brokerage Services LLCBBVA Securities Inc.03-16-2020
Audrey Lynn SchmedesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
Desmond Martin DalyCentaurus Financial, Inc.AXA Advisors, LLC$5003-16-2020
Andrew David HorowitzRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7503-16-2020
Omid SajjadiFidelity Brokerage Services LLCTD Ameritrade, Inc.03-13-2020
Scott Robert BelshawLPL Financial LLCMorgan Stanley03-13-2020
Charles David LautzSecurities America, Inc.BancWest Investment Services, Inc.$10003-13-2020
John Fielding Crigler IIIJRL Capital CorporationVoya Financial Advisors, Inc.03-13-2020
Deepti BediTransamerica Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2020
Wayne Speed HillLion Street Financial, LLCThe Leaders Group, Inc.03-13-2020
Nicolas SweetnamPrincipal Securities, Inc.Edward Jones03-13-2020
Dustin Joseph WadlowFarmers Financial Solutions, LLCVALIC Financial Advisors, Inc.03-13-2020
Joseph Charles GittoEdward JonesTransamerica Financial Advisors, Inc03-13-2020
Brett Burnett AtkinsonWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Joseph Dominic De FalcoWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
John Patrick O'BrienLPL Financial LLCPenates Group, Inc.03-12-2020
Carlos Francisco UriarteSecurities Management & Research, Inc.PFS Investments Inc.03-12-2020
Richard PelfreyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2020
Wei WangTransamerica Financial Advisors, IncBankers Life Securities, Inc.03-11-2020
Min S. HanAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-11-2020
Nicole Michelle AlbrechtTCG Advisors, LPAvantax Investment Services, Inc.03-11-2020
Sally Ann TaylorCardinal Point Wealth Management, LLCKeatsConnelly03-11-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.