Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Manning AshtonWells Fargo Clearing Services, LLCMorgan Stanley$5003-29-2019
Scott Kilbourne WaddellMadison Avenue Securities, LLCGunderson Capital Management$5003-28-2019
Briand Scott KitchensLPL Financial LLCCUSO Financial Services, L.P.03-26-2019
Francis Neal Lizotte IIILPL Financial LLCBancWest Investment Services, Inc.03-25-2019
Maggie Xie LauerIndependent Financial Group, LLCCabot Lodge Securities LLC03-25-2019
Brett Gaylen GrimesWells Fargo Clearing Services, LLCMorgan Stanley$3303-22-2019
Drew Richard DuseboutWells Fargo Clearing Services, LLCMorgan Stanley$25603-22-2019
Ricci Joseph MancinelliWells Fargo Clearing Services, LLCMorgan Stanley$5003-22-2019
Ron L JohnsonPruco Securities, LLC.First Command Financial Planning, Inc.$15003-21-2019
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Christopher Thomas MillerEmerson Equity LLCSandlapper Wealth Management, LLC03-20-2019
Eric Martin CoresselMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.03-19-2019
Hardeep SinghWedbush Securities Inc.Wells Fargo Clearing Services, LLC03-18-2019
Jeffry Benjamin VargasBoston Investment Management L.L.C.Stonecrest Capital Markets, Inc.03-18-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
Jason Dean SandsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-15-2019
Mark Holmes BoettcherSorrento Pacific Financial, LLCForeside Fund Services, LLC03-15-2019
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$1003-14-2019
Cao Tri TranCUNA Brokerage Services, Inc.City National Securities, Inc.$103-14-2019
Mohammed Safieddine AyalaU.S. Bancorp Investments, Inc.LPL Financial LLC03-14-2019
Toni Lynn SutherlandEmerson Equity LLCSandlapper Wealth Management, LLC$5003-14-2019
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Ellen Yu LauLPL Financial LLCIndependent Financial Group, LLC$2503-11-2019
Paul C ChangGlobalink Securities, Inc.Pruco Securities, LLC.$10003-11-2019
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Showing 101 to 125 of 15,944 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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