Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erick Glenn SchenkhuizenClaraphi Advisory Network, LLCPensionmark Securities, LLC03-11-2020
Collin James ClarkAnchor Bay Capital, Inc.Anchor Bay Securities, LLC03-11-2020
Manuel Lopez ReynosoCetera Investment Services LLCMML Investors Services, LLC03-10-2020
Joseph Giles Kelly Jr.Fidelity Brokerage Services LLCFisher Investments03-10-2020
Judith Nobue HirotakaGinsburg Financial AdvisorsMercer Global Advisors Inc.03-10-2020
Craig Walter TompkinsCraig Tompkins RIARice Financial Consulting, Inc.03-10-2020
Elaine Thompson PerezMorgan StanleyMorgan Stanley03-10-2020
Joseph Houston CaterCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$2503-09-2020
Deborah Sue SimsMadison Avenue Securities, LLCCetera Advisor Networks LLC03-09-2020
Craig Douglas MunsonWaddell & ReedHilltop Securities Inc.03-06-2020
Arthur Schmidt FelixAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC03-06-2020
Mark Alan GerardiCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$5003-06-2020
Edward Raymond ForakerSowell Management ServicesClarus Wealth Advisors, LLC03-06-2020
Frederick Theodore FeredayFereday Investments Inc.Fereday Investments Inc.03-06-2020
Lorena M. MoudiMission Creek Capital Partners, Inc.Morgan Stanley03-06-2020
Charles Spencer GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.03-06-2020
Yash P. TalrejaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-06-2020
Richard FeuerUBS Financial Services Inc.UBS Financial Services Inc.$15003-06-2020
David Edward BellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-06-2020
Matthew Edward NanceMorgan StanleyUBS Financial Services Inc.03-06-2020
Kikelola O. AwosikaMorgan StanleyJ.P. Morgan Securities LLC03-06-2020
Joseph AzevedoLPL Financial LLCCantella & Co., Inc.$2503-05-2020
Irene Ling FongCetera Advisor Networks LLCOneAmerica Securities, Inc.$5003-05-2020
Kimber Lee ToergeRoyal Alliance Associates, Inc.TCFG Wealth Management, LLC03-05-2020
Rory Jacob Dale HartPruco Securities, LLC.The Wealth Consulting Group03-05-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.