Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Martin CheneyDFPG Investments, Inc.First Allied Securities, Inc.$2503-08-2019
Stephen James RohdeAmeriprise Financial Services, Inc.Hilltop Securities Inc.$1003-08-2019
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Casey Roberts HullGroveFidelity Personal and Workplace Advisors03-06-2019
Luba JewellU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Christopher Masaki DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Hector M Gonzalez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-05-2019
Jack Charles MercicaPlanMember Securities CorporationInnovation Partners LLC$103-04-2019
Bart Warren RichardsonSecurities America, Inc.Royal Alliance Associates, Inc.$2503-01-2019
Robert William DiazEdward JonesWaddell & Reed03-01-2019
Gaea Dawn VernerisLPL Financial LLCEdward Jones$2502-28-2019
Hoover Thomas LauLPL Financial LLCWells Fargo Clearing Services, LLC02-28-2019
Muhammad Rehmatullah WahdyAmeriprise Financial Services, Inc.Wahdy Capital02-28-2019
Scott Martin StephanDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
Techi Pugeda CarreonBaker Street Asset Management, LLCInvestor Fan02-28-2019
Alec Bruce AbbottDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Jason Morgan PerkinsDFPG Investments, Inc.Allegis Investment Services, LLC$4402-28-2019
Scott Craig BurackDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Jonathan Adam StoftAPW Capital, Inc.Charles Schwab & Co., Inc.02-27-2019
Magnum Fredrick DrewHD Vest Investment Services1st Global Capital Corp.02-27-2019
George LyCetera Investment Services LLCLPL Financial LLC$1302-25-2019
Jerell Antwuan WilliamsAttlee Capital LLCCiti Private Advisory, LLC02-25-2019
Joseph Dwayne OlheiserRaymond James Financial Services, Inc.Morgan Stanley$102-25-2019
Nicholas Andrew WillenbringMD Wendell Wealth PartnersWells Fargo Clearing Services, LLC02-25-2019
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Showing 126 to 150 of 15,944 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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