Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Stuart RodvienRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2020
Melissa Lee MarshRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Bryant Gilbert SaydahCity National Securities, Inc.J.P. Morgan Securities LLC03-04-2020
Rowland Louis MarkheimNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC03-04-2020
Cynthia V. AcostaPark Avenue Securities LLCThrivent Investment Management Inc.03-04-2020
Christopher John BleuherCongress Wealth Management LLCDOMUS CAPITAL GROUP, LLC03-04-2020
Khoi Dinh VuMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-04-2020
Benigno Gonzalez Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Jacob Matthew PoindexterCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Maureen Linda VerduynIndependent Financial Group, LLCRance King Securities Corp.$5003-03-2020
Carol Lynn Knowlton-ChirkoSecurities America Advisors, Inc.Cooper McManus$25003-03-2020
Jeffrey Alonzo GarlandInfinity Financial ServicesSecurities America, Inc.$1703-03-2020
Jeffrey Patrick WolfeNYLIFE Securities LLCWestern International Securities, Inc.$1003-03-2020
Timothy Leith NealFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC03-03-2020
Helen L AbeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-03-2020
John Carlo BernabeiRobertson Stephens Wealth Management, LLCVine Street Wealth Management, LLC03-03-2020
Susan Pamela HarperBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.03-02-2020
Madeleine De VaultFidelity Brokerage Services LLCTD Ameritrade, Inc.03-02-2020
Marco Adan FuentesIndependent Financial Group, LLCJ. W. Cole Advisors, Inc.03-02-2020
Paul Roger GuggerSecurities America, Inc.Morgan Stanley$5003-02-2020
Marius Aleksandras AnuzisMadison Avenue Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2020
Noelle Chartier BernalMML Investors Services, LLCAllstate Financial Services, LLC03-02-2020
Jeremey Seth HillCUNA Brokerage Services, Inc.LPL Financial LLC$5002-28-2020
Jamie Michael LimaFirst Allied Securities, Inc.Fidelity Personal and Workplace Advisors$15002-28-2020
Alexis Leon AldazEdward JonesFarmers Financial Solutions, LLC$1002-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.