Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dwight Lorenzo Beasley Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Miles M MasonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9302-28-2020
John Richard La GalanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC02-28-2020
Keith Richard ZavalaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Sandra M. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2020
Royston Chal-Yow HungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Scott Gregory ShepherdMorgan StanleyUBS Financial Services Inc.02-28-2020
Christopher John TylerRaymond James Financial Services, Inc.Commonwealth Financial Network02-27-2020
Nyisha Patrice BellPrincipal Securities, Inc.Edward Jones02-27-2020
John Joseph ZamboangaNorthwestern Mutual Investment Services, LLCTriad Advisors LLC02-27-2020
Crystal Diane RoseberryPruco Securities, LLC.Edward Jones02-27-2020
Abram Jacob JamesPark Avenue Securities LLCThrivent Investment Management Inc.02-27-2020
Alan John DavisEpstein and White Financial LLCRaymond James Financial Services, Inc.$1002-27-2020
Walter Glenn GrantLPL Financial LLCMML Investors Services, LLC02-26-2020
Michelle Nicole BrickerLPL Financial LLCTransamerica Capital, Inc.02-26-2020
Michael E. WeinrebNYLIFE Securities LLCJ.P. Morgan Securities LLC02-26-2020
Patrick Fernando InfantePruco Securities, LLC.Muriel Siebert & Co., Inc.02-26-2020
Eugene Guzman MendozaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2020
Adam A. GamboaBBVA Securities Inc.LPL Financial LLC02-25-2020
Ian J. StarkelFidelity Brokerage Services LLCTD Ameritrade, Inc.02-25-2020
Todd WilsonLPL Financial LLCFirst Allied Securities, Inc.02-25-2020
Alejandro VuksicSecurities America, Inc.U.S. Bancorp Investments, Inc.$15002-25-2020
Robert Williams CheathamIntegrity Wealth Advisors, Inc.MML Investors Services, LLC02-25-2020
Ariel Martin SmiriglioPruco Securities, LLC.Avantax Investment Services, Inc.02-24-2020
Paul M. DatuinPruco Securities, LLC.Thrivent Investment Management Inc.02-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.