Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Charles LarosaPrivate Counsel Group, Ltd.J.J.B. Hilliard, W.L. Lyons, LLC02-08-2019
Brett M GattaSecurities America, Inc.Park Avenue Securities LLC02-08-2019
Burton Irwin GranthamHighPointe WealthEdward Jones02-08-2019
Carl Frederick Worden IIIEquity Advisors, LLCCentaurus Financial, Inc.02-08-2019
David Mark WolfleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-08-2019
George Burt Barankovich Jr.LPL Financial LLCQuestar Capital Corporation02-08-2019
Jacob Tyler KohutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-08-2019
Marcelle Denise SolimanCentaurus Financial, Inc.Park Avenue Securities LLC$2502-07-2019
William Scott FreedmanUnionBanc Investment Services, LLCCitigroup Global Markets Inc.02-07-2019
Mark Richard SwartzCooper McManusSecurities America Advisors, Inc.02-06-2019
Michael Anthony TringheseWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5002-05-2019
Dhruv Pershad GuptaEmerson Equity LLCCFD Investments, Inc.02-04-2019
Doug HaskinWells Fargo AdvisorsBank of America Merrill Lynch$6602-01-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC$102-01-2019
Daniel MarksMorgan StanleyUBS Financial Services Inc.$10002-01-2019
Douglas Edwin HaskinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-01-2019
Geoffrey Cyril BentEdward JonesPruco Securities, LLC.02-01-2019
Jevin M FergusonMorgan StanleyUBS Financial Services Inc.$5002-01-2019
Josiah David BallCambridge Investment Research, Inc.SagePoint Financial, Inc.02-01-2019
Richard Lance PerryWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2019
Michael Rutherford ThompsonSpectrum Wealth Advisory Group, LLCThe Wealth Consulting Group01-30-2019
Ryan P WeimerRyan Paul Investment ManagementTD Ameritrade Investment Management, LLC01-30-2019
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Joseph William PezickCentaurus Financial, Inc.Securities America, Inc.01-29-2019
David Matthew VigilCetera Investment Services LLCSorrento Pacific Financial, LLC01-28-2019
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Showing 176 to 200 of 15,944 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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