Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Victor BoucherPVB Wealth Management, LLCPenniall & Associates01-28-2019
Andy P BacaylanCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-25-2019
Charles Robert WilmothMorgan StanleyWells Fargo Clearing Services, LLC$5001-25-2019
Gregory George ZappasFirst Republic Securities Company, LLCUBS Financial Services Inc.$5001-25-2019
Joseph John PaikHSBC Securities (USA) Inc.Wells Fargo Securities, LLC01-25-2019
Matthew John TurnbullTurnbull Financial Services LLCCapital Investment Group, Inc.01-25-2019
Leonard Emil Moulin IIISB WealthCetera Advisor Networks LLC01-24-2019
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Steven James MayoCetera Advisor Networks LLCChickasaw Securities, LLC$1,00001-24-2019
Curtis Jerald HabsiegerCGR FinancialWestPark Capital, Inc.01-22-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$2501-22-2019
Carolyn Marie Parenti-PearsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Chris Richard LeonhardAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-18-2019
Grant Walter OstapeckAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-18-2019
Gregory Thomas FrechPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Joris Von Von HittWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Mark Francis WaltonWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Marvin EgorinWedbush Securities Inc.Wells Fargo Clearing Services, LLC01-18-2019
Oswaldo SayonLPL Financial LLCJ.P. Morgan Securities LLC01-18-2019
Peter Robert MeroWells Fargo Clearing Services, LLCMorgan Stanley$5701-18-2019
Teri Lynn WhiteFSC Securities CorporationEdward Jones$101-18-2019
Craig Daniel SnavelyCambridge Investment Research, Inc.Center Street Securities, Inc.$101-16-2019
Joel Earl ArcherIndependent Financial Group, LLCSummit Brokerage Services, Inc.$5001-16-2019
Clarke Gilbert LancinaLincoln Financial Securities CorporationMML Investors Services, LLC01-15-2019
James Paul NorrisCentaurus Financial, Inc.LPL Financial LLC$5001-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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