Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse T. PorterAdvicePeriod, LLCAXA Advisors, LLC02-08-2019
Gary Lynn WattsAlamo CapitalAXA Advisors, LLC$10001-11-2016
Melissa Leann OliverAmeriprise Financial Services, Inc.AXA Advisors, LLC07-18-2018
Jeffrey William CordovaAmeriprise Financial Services, Inc.AXA Advisors, LLC05-26-2016
Jeran Scott Van AlfenAnchor Bay Securities, LLCAXA Advisors, LLC08-18-2015
Richard Keiichi Yamauchi Sr.Avantax Investment Services, Inc.AXA Advisors, LLC$50012-21-2018
Robert Orlando LopezAvantax Investment Services, Inc.AXA Advisors, LLC06-26-2017
Paul OhBancWest Investment Services, Inc.AXA Advisors, LLC01-29-2018
Samuel Craig WolfsonBancWest Investment Services, Inc.AXA Advisors, LLC11-20-2015
Paul Michael DorseyBancWest Investment Services, Inc.AXA Advisors, LLC$50004-19-2013
Brad Lawrence WeberBancWest Investment Services, Inc.AXA Advisors, LLC02-14-2013
Jonathan I. YokoyamaBankers Life Securities, Inc.AXA Advisors, LLC11-26-2019
James B. BoyleBankers Life Securities, Inc.AXA Advisors, LLC03-22-2019
Bryan Scott HoschBurnham Gibson Wealth Advisors, Inc.AXA Advisors, LLC10-27-2017
Darin Lee GibsonBurnham Gibson Wealth Advisors, Inc.AXA Advisors, LLC12-21-2015
Taylor R. BoydBurnham Gibson Wealth Advisors, Inc.AXA Advisors, LLC12-21-2015
Kathryn Irene DucloCambridge Investment Research, Inc.AXA Advisors, LLC$10012-03-2010
Joseph Lee HurleyCambridge Investment Research, Inc.AXA Advisors, LLC$50004-12-2010
DANIEL WILLIAM WORTHINGTONCastle Rock Wealth Management, LLCAXA Advisors, LLC12-06-2018
Erol Aaron WoodsCentaurus Financial, Inc.AXA Advisors, LLC$50002-19-2019
Patrick P. VahidCentaurus Financial, Inc.AXA Advisors, LLC05-22-2018
Rocio Morales DerodriguezCentaurus Financial, Inc.AXA Advisors, LLC$10006-09-2010
Douglas James PropeckCetera Advisor Networks LLCAXA Advisors, LLC$10007-09-2014
Xuemei QianCetera Investment Services LLCAXA Advisors, LLC11-27-2015
Yin Yvonne ZhongCetera Investment Services LLCAXA Advisors, LLC05-01-2014
Next Page »

Showing 1 to 25 of 263 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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