Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seana ChungEssex National Securities, LLCAXA Advisors, LLC$25001-02-2009
William Richard NolanEssex National Securities, LLCAXA Advisors, LLC01-02-2009
Lesandro Ruben MenaRoyal Alliance Associates, Inc.AXA Advisors, LLC02-03-2009
James Morgan CurtisCollins AdvisoryAXA Advisors, LLC02-04-2009
Blanca Victoria IntriagoLPL Financial LLCAXA Advisors, LLC02-06-2009
Paul Alphonse CastagnaNational Planning CorporationAXA Advisors, LLC$11904-27-2009
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC$50006-29-2009
Kyung Koo ChunNYLIFE Securities LLCAXA Advisors, LLC08-24-2009
Adrian F. SchulzChase Investment Services Corp.AXA Advisors, LLC09-01-2009
Joseph Anthony TurfaCUSO Financial Services, L.P.AXA Advisors, LLC10-05-2009
Michael Eugene HamrickLPL Financial LLCAXA Advisors, LLC10-12-2009
Edwin Shanil KumarChase Investment Services Corp.AXA Advisors, LLC10-26-2009
William Charles VourlasChase Investment Services Corp.AXA Advisors, LLC11-23-2009
Stephen Joseph MillerCUNA Brokerage Services, Inc.AXA Advisors, LLC$10012-21-2009
Sean CastleberryLincoln Financial Securities CorporationAXA Advisors, LLC01-05-2010
Irene Chow SmithInvestment Centers of America, Inc.AXA Advisors, LLC$50001-13-2010
Joseph Michael GalascioneMorgan StanleyAXA Advisors, LLC02-11-2010
Robert Kristofer WolffeMorgan StanleyAXA Advisors, LLC03-15-2010
Karin De Maria AlvaradoWoodbury Financial Services, Inc.AXA Advisors, LLC04-05-2010
Joseph Lee HurleyCambridge Investment Research, Inc.AXA Advisors, LLC$50004-12-2010
Erik BrickelChase Investment Services Corp.AXA Advisors, LLC04-19-2010
Kent Edward MatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10004-26-2010
Melissa Leeann GinderChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Erik Jack WillangerMorgan StanleyAXA Advisors, LLC05-10-2010
Rocio Morales DerodriguezCentaurus Financial, Inc.AXA Advisors, LLC$10006-09-2010
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Showing 1 to 25 of 263 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.