Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael CooperbandWoodbury Financial Services, Inc.AXA Advisors, LLC07-22-2010
Alec Rober Colin WilliamsPark Avenue Securities LLCAXA Advisors, LLC04-22-2016
Alexander Andreyevich NikolenkoThe Leaders Group, Inc.AXA Advisors, LLC$1003-02-2011
Alphonso R. JohnsonWells Fargo Clearing Services, LLCAXA Advisors, LLC02-12-2014
Andrew J. KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-12-2018
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC06-29-2009
Ashkan M. GhahremaniPark Avenue Securities LLCAXA Advisors, LLC03-02-2015
Barry ChangCrimson Investment Managers, LLCAXA Advisors, LLC05-25-2016
Brad Lawrence WeberBancWest Investment Services, Inc.AXA Advisors, LLC02-14-2013
Bradley William NeringWells Fargo Clearing Services, LLCAXA Advisors, LLC10-01-2012
Brendan R. McMurtrieCUSO Financial Services, L.P.AXA Advisors, LLC11-20-2017
Brett Ryan PernicanoDowling & Yahnke, LLCAXA Advisors, LLC11-06-2014
Dahn B. LincolnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-15-2017
Daniel J. McMahonSagePoint Financial, Inc.AXA Advisors, LLC02-02-2015
Daniel Jeffrey DyerGradient Securities, LLCAXA Advisors, LLC10-17-2017
Danny M. RechtPark Avenue Securities LLCAXA Advisors, LLC$1005-02-2016
Darwin Levi JuarezJ.P. Morgan Securities LLCAXA Advisors, LLC06-03-2014
David Abraham SirinTD Ameritrade Investment Management, LLCAXA Advisors, LLC08-06-2013
David Frank StepekOneAmerica Securities, Inc.AXA Advisors, LLC$1003-26-2012
Dmitry VasyutinskiyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-27-2017
Douglas James PropeckCetera Advisor Networks LLCAXA Advisors, LLC$1007-09-2014
Eduardo Youssef AnguizolaPark Avenue Securities LLCAXA Advisors, LLC07-07-2017
Edward Thomas SmelichTransamerica Financial Advisors, IncAXA Advisors, LLC$10010-27-2016
Elliot Joshua SilversteinM Holdings Securities, Inc.AXA Advisors, LLC07-01-2016
Eric Fisher GrossMML Investors Services, LLCAXA Advisors, LLC12-19-2013
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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