Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2019
Maica Djehaune WalkerIndependent Financial Group, LLCAmeriprise Financial Services, Inc.$25010-30-2019
Clive Leacroft McKayInvestacorp, Inc.Ameriprise Financial Services, Inc.10-09-2019
Jeremy Adam MiddletonPruco Securities, LLC.Ameriprise Financial Services, Inc.10-08-2019
Dustin Hartley WeaverBarnes Wealth Management GroupAmeriprise Financial Services, Inc.09-24-2019
Joseph Nathan DillerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$15009-19-2019
Karen Elizabeth ElliotWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$50009-19-2019
Victor Alexander KobyLPL Financial LLCAmeriprise Financial Services, Inc.$25008-30-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$25008-19-2019
Jeffrey Robert LavinLPL Financial LLCAmeriprise Financial Services, Inc.$50008-15-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, Inc.07-31-2019
Stephen Glenn Krochmal Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$50007-26-2019
Adam Lawrence KochWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.07-26-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.$10006-21-2019
Richard Herbert LinsdayLPL Financial LLCAmeriprise Financial Services, Inc.$85006-21-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, Inc.05-21-2019
Jessica Elizabeth AbramsLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Jason William CoddingtonLPL Financial LLCAmeriprise Financial Services, Inc.$10004-22-2019
Patrick John McNaughtonMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Stan Dong Woon ChooPerennial Financial ServicesAmeriprise Financial Services, Inc.03-29-2019
Antoinette H NaghaviLPL Financial LLCAmeriprise Financial Services, Inc.$10003-21-2019
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Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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