Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alvin SandersLPL Financial LLCAmeriprise Financial Services, Inc.$1007-27-2010
Renata Barbara JaskiewiczLPL Financial LLCAmeriprise Financial Services, Inc.07-27-2010
Jenny Po Wah YuNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-09-2010
Fred Giordan GrischottCity National Securities, Inc.Ameriprise Financial Services, Inc.03-23-2010
Paul Divo GranucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-16-2010
Jeffery James WhitePrincipal Securities, Inc.Ameriprise Financial Services, Inc.01-05-2010
Dolf William Dunn IIILPL Financial LLCAmeriprise Financial Services, Inc.11-20-2009
Steven James DeppeNerad and Deppe Wealth ManagementAmeriprise Financial Services, Inc.11-09-2009
Richard Edward NeradNerad and Deppe Wealth ManagementAmeriprise Financial Services, Inc.11-09-2009
Patrick Austin McNamaraLPL Financial LLCAmeriprise Financial Services, Inc.09-03-2009
Lynnette Michelle McGill-KoehnCetera Advisor Networks LLCAmeriprise Financial Services, Inc.03-06-2009
Anthony Jerome AbadillaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.02-04-2009
Min Michelle MaLPL Financial LLCAmeriprise Financial Services, Inc.01-26-2009
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Showing 176 to 188 of 188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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