Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrei Nicolai JigalinAlpha Wealth Management and Planning LLCAmeriprise Financial Services, Inc.06-29-2012
Jennyjian Jian SuAXA Advisors, LLCAmeriprise Financial Services, Inc.12-10-2013
Blenda Angel HinesBahr Financial Planning Network, Inc.Ameriprise Financial Services, Inc.08-11-2010
David H. MarinoffBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.05-16-2011
Pamela Gompertz SchmitzBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Gene Boyd ElliottBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Brandon Jay MillerBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
Abraham MartinezBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
John Joseph LeachCalabasas Advisory Group, LLCAmeriprise Financial Services, Inc.05-02-2017
Jason Nils SemelengCalabasas Advisory Group, LLCAmeriprise Financial Services, Inc.05-02-2017
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Cindy Shu-Way ShiCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.07-30-2012
Richard Edward MarekCapital AnalystsAmeriprise Financial Services, Inc.10-02-2018
Steven W. LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.12-19-2018
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Lynnette Michelle McGill-KoehnCetera Advisor Networks LLCAmeriprise Financial Services, Inc.03-06-2009
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.06-12-2014
Nancy ChangCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-24-2013
Fred Giordan GrischottCity National Securities, Inc.Ameriprise Financial Services, Inc.03-23-2010
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.11-21-2018
Michael A. SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
Tu TranCrosspoint FinancialAmeriprise Financial Services, Inc.$11003-15-2017
Tu Anh TranCrossPoint Financial, LLCAmeriprise Financial Services, Inc.03-16-2017
Tiffany YeeCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.08-16-2016
Shannon Maree HurteEdward JonesAmeriprise Financial Services, Inc.01-21-2011
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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