Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Bonino-HousermanLPL Financial LLCAmeriprise Financial Services, Inc.12-10-2013
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, Inc.09-18-2013
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Martha Ellen LaffLPL Financial LLCAmeriprise Financial Services, Inc.$5012-08-2016
Martin Scott MillerMA Private Wealth, LLCAmeriprise Financial Services, Inc.01-26-2018
Matthew Aaron MorrowLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Matthew Deoran DavisEureka Wealth ManagementAmeriprise Financial Services, Inc.06-30-2017
Matthew James MartinezOpus Private Wealth Group, LLCAmeriprise Financial Services, Inc.07-01-2014
Matthew Jones FanninLPL Financial LLCAmeriprise Financial Services, Inc.$2507-26-2012
Matthew M. SassaniSecurities America, Inc.Ameriprise Financial Services, Inc.01-03-2014
Michael A. SoloCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-06-2017
Michael Anthony PersaudMorgan StanleyAmeriprise Financial Services, Inc.07-16-2015
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Michael Ibrahim ShalhoubLPL Financial LLCAmeriprise Financial Services, Inc.08-23-2013
Michael Joseph AluottoFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$5009-21-2012
Michael Joseph MartinezLLG Wealth ManagementAmeriprise Financial Services, Inc.08-23-2017
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.06-12-2014
Michael Paul MaParallel Advisors, LLCAmeriprise Financial Services, Inc.11-16-2012
Michelle Ann LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-08-2013
Min Michelle MaLPL Financial LLCAmeriprise Financial Services, Inc.01-26-2009
Nancy ChangCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-24-2013
Nazeeh I. ArankiWestern International Securities, Inc.Ameriprise Financial Services, Inc.05-25-2012
Nicholas Tilden DrewLiberty Partners Financial Services, LLCAmeriprise Financial Services, Inc.$5003-08-2012
Pamela Gompertz SchmitzBrio Financial GroupAmeriprise Financial Services, Inc.10-13-2017
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Showing 126 to 150 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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