Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony PersaudMorgan StanleyAmeriprise Financial Services, Inc.07-16-2015
Irwin Gordon PersaudMorgan StanleyAmeriprise Financial Services, Inc.07-16-2015
Eric Hans YeagerGradient Capital Advisors, LLCAmeriprise Financial Services, Inc.05-28-2015
Jonathan Roger PankowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-12-2015
Anthony Charles McLeanLPL Financial LLCAmeriprise Financial Services, Inc.03-30-2015
Dianne Francine JonesLPL Financial LLCAmeriprise Financial Services, Inc.03-10-2015
John Raymond HornPark Avenue Securities LLCAmeriprise Financial Services, Inc.02-27-2015
Jeffrey Steven SeltzerFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-22-2014
Lilia Rebecca SchweitzerRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.12-19-2014
Ty Glenn RogersRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.12-11-2014
Bradley Damon ChapmanOpus Private Wealth Group, LLCAmeriprise Financial Services, Inc.12-02-2014
Shawn Stauffer LandisHCR Wealth AdvisorsAmeriprise Financial Services, Inc.10-16-2014
Matthew James MartinezOpus Private Wealth Group, LLCAmeriprise Financial Services, Inc.07-01-2014
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.06-12-2014
Brian Michael ProbstMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-12-2014
Beverly W. RobinsonLaurel Wealth Advisors, Inc.Ameriprise Financial Services, Inc.02-27-2014
Eric Eugene SimmsGradient Capital Advisors, LLCAmeriprise Financial Services, Inc.01-23-2014
Matthew M. SassaniSecurities America, Inc.Ameriprise Financial Services, Inc.01-03-2014
Jennyjian Jian SuAXA Advisors, LLCAmeriprise Financial Services, Inc.12-10-2013
Maria Bonino-HousermanLPL Financial LLCAmeriprise Financial Services, Inc.12-10-2013
Isaac Ellsworth HallsPlan FinancialAmeriprise Financial Services, Inc.11-01-2013
Roberto Alexander LopezPlanMember Securities CorporationAmeriprise Financial Services, Inc.10-30-2013
Jayson Call Walker Sr.LPL Financial LLCAmeriprise Financial Services, Inc.09-27-2013
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, Inc.09-18-2013
Michael Ibrahim ShalhoubLPL Financial LLCAmeriprise Financial Services, Inc.08-23-2013
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Showing 76 to 100 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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