Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Patrick RobertsWoodbury Financial Services, Inc.Ameriprise Financial Services, Inc.$2509-09-2016
Roger Walker PrattLPL Financial LLCAmeriprise Financial Services, Inc.$2501-28-2015
Matthew Jones FanninLPL Financial LLCAmeriprise Financial Services, Inc.$2507-26-2012
Bruce Mathew GallowayMorgan StanleyAmeriprise Financial Services, Inc.$3608-04-2017
Heath Burnett HaynesLPL Financial LLCAmeriprise Financial Services, Inc.$3711-05-2010
John Nicholas MatsonLPL Financial LLCAmeriprise Financial Services, Inc.$4111-02-2017
Gregory Paul HolmesWestern International Securities, Inc.Ameriprise Financial Services, Inc.$5012-04-2017
Martha Ellen LaffLPL Financial LLCAmeriprise Financial Services, Inc.$5012-08-2016
Jay Duane ChamplainLPL Financial LLCAmeriprise Financial Services, Inc.$5011-21-2016
Clarence Lamar Simpson Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$5009-22-2015
Jamie Granville HargraveFortune Financial Services, Inc.Ameriprise Financial Services, Inc.$5004-02-2015
Dakota Dominic SunseriWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5001-22-2015
Zelda K. BensonWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5010-16-2014
Shannon Tara RyanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5010-21-2013
Douglas Allen EmittePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5003-20-2013
Dena Reiko KobataLPL Financial LLCAmeriprise Financial Services, Inc.$5010-10-2012
Michael Joseph AluottoFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$5009-21-2012
Nicholas Tilden DrewLiberty Partners Financial Services, LLCAmeriprise Financial Services, Inc.$5003-08-2012
Richard Michael KapchukMorgan StanleyAmeriprise Financial Services, Inc.$5010-28-2011
Eric Hans YeagerGradient Capital AdvisorsAmeriprise Financial Services, Inc.$5505-26-2015
Kent TanakaLPL Financial LLCAmeriprise Financial Services, Inc.$7110-20-2017
Derek GreeffWaddell & ReedAmeriprise Financial Services, Inc.$7111-13-2015
Todd Lance DreyerSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.$7202-17-2016
Courtney McHargLPL Financial LLCAmeriprise Financial Services, Inc.$9009-21-2015
Jason William CoddingtonLPL Financial LLCAmeriprise Financial Services, Inc.$10004-22-2019
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Showing 151 to 175 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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