Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Brooke Elizabeth DuchaneyLPL Financial LLCAmeriprise Financial Services, Inc.10-02-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Robert Brennan DawsonLPL Financial LLCAmeriprise Financial Services, Inc.08-21-2017
Job Alexander EaglesonLPL Financial LLCAmeriprise Financial Services, Inc.11-21-2016
Christopher David PuzioLPL Financial LLCAmeriprise Financial Services, Inc.06-01-2016
Courtney Elizabeth McHargLPL Financial LLCAmeriprise Financial Services, Inc.09-21-2015
Jonathan David FormicaLPL Financial LLCAmeriprise Financial Services, Inc.09-21-2015
Dustin George BuckLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2015
Anthony Charles McLeanLPL Financial LLCAmeriprise Financial Services, Inc.03-30-2015
Dianne Francine JonesLPL Financial LLCAmeriprise Financial Services, Inc.03-10-2015
Maria Bonino-HousermanLPL Financial LLCAmeriprise Financial Services, Inc.12-10-2013
Jayson Call Walker Sr.LPL Financial LLCAmeriprise Financial Services, Inc.09-27-2013
Michael Ibrahim ShalhoubLPL Financial LLCAmeriprise Financial Services, Inc.08-23-2013
Gregory Warner RandallLPL Financial LLCAmeriprise Financial Services, Inc.12-18-2012
Dwayne Masaaki ArakakiLPL Financial LLCAmeriprise Financial Services, Inc.07-26-2012
Charles Edward SchembriLPL Financial LLCAmeriprise Financial Services, Inc.12-15-2011
Christopher Allen QuinleyLPL Financial LLCAmeriprise Financial Services, Inc.10-28-2011
John Porter Sawyer IIILPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Matthew Aaron MorrowLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Brian Jeffrey GriffithLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Julian Brett MorrisLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Ronald John GiuntaLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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