Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ylisa Irra SeymourMorgan StanleyAmeriprise Financial Services, LLC10-02-2020
Donna Prisciantelli DesanctisBrio Financial GroupAmeriprise Financial Services, LLC08-28-2020
Nicholas John HuntUBS Financial Services Inc.Ameriprise Financial Services, LLC08-21-2020
Peter Ariel ShuperLPL Financial LLCAmeriprise Financial Services, LLC07-31-2020
Rachael Victoria BurnsTrue Worth Financial Planning LLCAmeriprise Financial Services, LLC07-16-2020
Andrew James SidesCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-29-2020
Chad Patrick JorgensenWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-26-2020
Vincent Michael GaraventaTD Ameritrade Investment Management, LLCAmeriprise Financial Services, LLC05-29-2020
Moshe GoldsteinJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC05-20-2020
Carlota Bjork VenegasClifford Swan Investment CounselorsAmeriprise Financial Services, LLC05-08-2020
Muhammad R WahdyWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-06-2020
Michele Ann De GeorgeWaddell & ReedAmeriprise Financial Services, LLC03-19-2020
Brett Burnett AtkinsonWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Joseph Dominic De FalcoWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Dominick Ryan AntonTwin Rivers Wealth ManagementAmeriprise Financial Services, LLC03-01-2020
David Jay BrandtKestra Investment Services, LLCAmeriprise Financial Services, LLC02-12-2020
Michael John PaganucciOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$1901-10-2020
William Wright AustinCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-03-2020
Irwin Martin KulmanCetera Advisor Networks LLCAmeriprise Financial Services, LLC$2512-03-2019
Leslie Feigl HurwitzLPL Financial LLCAmeriprise Financial Services, LLC$4612-03-2019
Vanessa Michelle JilotCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-03-2019
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, LLC11-12-2019
Jeremy Adam MiddletonPruco Securities, LLC.Ameriprise Financial Services, LLC10-08-2019
Dustin Hartley WeaverBarnes Wealth Management GroupAmeriprise Financial Services, LLC09-24-2019
Joseph Nathan DillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$1,50009-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.