Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hristo Lubomirov AvgarskiBancWest Investment Services, Inc.Banc of America Investment Services, Inc.$10005-25-2009
Christopher Roy MichinakaBarclays Capital Inc.Banc of America Investment Services, Inc.08-20-2009
Lester Lovell HolmesBerthel, Fisher & Company Financial Services, Inc.Banc of America Investment Services, Inc.$10004-17-2009
Marta I PatricioChase Investment Services Corp.Banc of America Investment Services, Inc.08-26-2009
Allison Jo AlleyChase Investment Services Corp.Banc of America Investment Services, Inc.08-03-2009
Alison Catherine McclureChase Investment Services Corp.Banc of America Investment Services, Inc.08-01-2009
Alex Meng HuangChase Investment Services Corp.Banc of America Investment Services, Inc.07-23-2009
Daniel Gerard SebastianChase Investment Services Corp.Banc of America Investment Services, Inc.$10006-30-2009
Margaret Mary ClearChase Investment Services Corp.Banc of America Investment Services, Inc.05-14-2009
Robert David BaldacciChase Investment Services Corp.Banc of America Investment Services, Inc.$10004-27-2009
Cecilia Ann SwainChase Investment Services Corp.Banc of America Investment Services, Inc.04-27-2009
Jose ValdezChase Investment Services Corp.Banc of America Investment Services, Inc.04-20-2009
Jonathan Edward GrahamChase Investment Services Corp.Banc of America Investment Services, Inc.04-01-2009
Michael Aloysius MallonCitigroup Global Markets Inc.Banc of America Investment Services, Inc.05-11-2009
Brian Trent EdwardsCUSO Financial Services, L.P.Banc of America Investment Services, Inc.02-13-2009
Gor G AntashyanEdward JonesBanc of America Investment Services, Inc.$25007-27-2009
Daniel Domingo AnderleEdward JonesBanc of America Investment Services, Inc.07-10-2009
Eugene Michael GurevichFirst Allied Securities, Inc.Banc of America Investment Services, Inc.03-24-2009
Adam Christian PyleFirst Republic Securities Company, LLCBanc of America Investment Services, Inc.08-20-2009
Odette Bedrossian DayansFirst Republic Securities Company, LLCBanc of America Investment Services, Inc.08-13-2009
Roark Eryn HoffmanFirst Republic Securities Company, LLCBanc of America Investment Services, Inc.$10005-11-2009
Timothy Eugene GardnerH&R Block Financial Advisors, Inc.Banc of America Investment Services, Inc.03-27-2009
Samantha S-Y LeeHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.06-30-2009
Anil Chandrakant PatelHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.$25006-15-2009
Howard Shih-How SandHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.06-15-2009
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.