Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Severin JohnsonPlanMember Securities CorporationBanc of America Investment Services, Inc.$10001-15-2009
Scott Brian AustinMorgan Stanley & Co. IncorporatedBanc of America Investment Services, Inc.$25002-01-2009
Sean Roderick IrwinWamu Investments, Inc.Banc of America Investment Services, Inc.02-09-2009
Brian Trent EdwardsCUSO Financial Services, L.P.Banc of America Investment Services, Inc.02-13-2009
Jennifer Anne JohnstonMcClurg Capital CorporationBanc of America Investment Services, Inc.$10002-17-2009
Sean M McGrathWestern International Securities, Inc.Banc of America Investment Services, Inc.$15002-20-2009
Elaine Ye Fun Lee-ShenHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.02-23-2009
Vince Dario DimaggioLPL Financial LLCBanc of America Investment Services, Inc.03-01-2009
Michael Kurt VeitWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.03-01-2009
Stephen Andrew HoenLPL Financial LLCBanc of America Investment Services, Inc.03-06-2009
Russell Bosworth ChaneyWells Fargo Investments, LLCBanc of America Investment Services, Inc.03-17-2009
Lloyd Luvern Capps Jr.Securities America, Inc.Banc of America Investment Services, Inc.$25003-19-2009
Eugene Michael GurevichFirst Allied Securities, Inc.Banc of America Investment Services, Inc.03-24-2009
Raymond Joseph WeigandLPL Financial LLCBanc of America Investment Services, Inc.$50003-26-2009
Leo Joseph Walker Jr.Wells Fargo Investments, LLCBanc of America Investment Services, Inc.$25003-27-2009
Timothy Eugene GardnerH&R Block Financial Advisors, Inc.Banc of America Investment Services, Inc.03-27-2009
John Patrick RudningenMorgan Stanley & Co. LLCBanc of America Investment Services, Inc.$50004-01-2009
Catherine Ann Eklund MaresMorgan Stanley & Co. LLCBanc of America Investment Services, Inc.04-01-2009
Steven Paul HokeMorgan Stanley & Co. IncorporatedBanc of America Investment Services, Inc.04-01-2009
Jonathan Edward GrahamChase Investment Services Corp.Banc of America Investment Services, Inc.04-01-2009
Shruti Sherrie KohliWorld Group Securities, Inc.Banc of America Investment Services, Inc.04-03-2009
Michael Darian MohagheghWells Fargo Investments, LLCBanc of America Investment Services, Inc.$10004-15-2009
Lester Lovell HolmesBerthel, Fisher & Company Financial Services, Inc.Banc of America Investment Services, Inc.$10004-17-2009
Michael Scott WhyteWells Fargo Investments, LLCBanc of America Investment Services, Inc.$15004-17-2009
Thomas Dorsey WoodwardWells Fargo Investments, LLCBanc of America Investment Services, Inc.04-17-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.