Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis Neal Lizotte IIILPL Financial LLCBancWest Investment Services, Inc.03-25-2019
Paul Michael DorseyRaymond James & Associates, Inc.BancWest Investment Services, Inc.$3807-06-2018
Jeffrey Clay GoodrichLPL Financial LLCBancWest Investment Services, Inc.$5006-15-2018
George Lincoln BerryWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$5001-30-2018
Michael Anthony FisherPruco Securities, LLC.BancWest Investment Services, Inc.$2501-18-2018
Ryan Addison AlessiMorgan StanleyBancWest Investment Services, Inc.12-21-2017
Brian Richard FlemingMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.12-18-2017
Brad Michael MaurerFinancial Engines Advisors L.L.C.BancWest Investment Services, Inc.12-01-2017
Tammy Terri LauWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$2511-30-2017
Michael Alan GomesBBVA Wealth Solutions Inc.BancWest Investment Services, Inc.11-27-2017
Patrick Pak Chun LeeStrategic Advisers LLCBancWest Investment Services, Inc.10-27-2017
Rich Jon CerrutiCitigroup Global Markets Inc.BancWest Investment Services, Inc.09-21-2017
Robert Allen BenderU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.09-21-2017
Gary Scott Huband Jr.J.P. Morgan Securities LLCBancWest Investment Services, Inc.09-13-2017
Sze Wai KwokMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.07-17-2017
Aaron Matthew JohnsonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.07-11-2017
Alicia M CragholmMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.07-07-2017
Angelique Yesenia AlejandreWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.06-30-2017
Edward Pietro NicolaiJ.P. Morgan Securities LLCBancWest Investment Services, Inc.04-18-2017
Richard Francis DonnellyFinancial Engines Advisors L.L.C.BancWest Investment Services, Inc.02-24-2017
Cameron Davidlouis LagalaNYLIFE Securities LLCBancWest Investment Services, Inc.12-08-2016
Dara A RocchiUnionBanc Investment Services, LLCBancWest Investment Services, Inc.08-12-2016
Dae Young Daeyoung ChungStrategic Advisers LLCBancWest Investment Services, Inc.07-28-2016
Ryan K YasukawaUnionBanc Investment Services, LLCBancWest Investment Services, Inc.05-16-2016
Barclay Lifong KungJ.P. Morgan Securities LLCBancWest Investment Services, Inc.04-28-2016
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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