Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Emil Moulin IIISA Stone Wealth Management Inc.Cetera Advisor Networks LLC04-03-2019
Jena Elizabeth SchusterSA Stone Wealth Management Inc.Cetera Advisor Networks LLC$5004-01-2019
Leonard Emil Moulin IIISB WealthCetera Advisor Networks LLC01-24-2019
Jena Elizabeth SchusterSB WealthCetera Advisor Networks LLC11-20-2018
Brent Roger AndersonSagePoint Financial, Inc.Cetera Advisor Networks LLC$1011-02-2018
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC$10009-06-2018
Michael W FerrierLPL Financial LLCCetera Advisor Networks LLC$5009-06-2018
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
Mark G MannarelliLPL Financial LLCCetera Advisor Networks LLC$5007-20-2018
Alexander Masaru KimuraMutual Securities, Inc.Cetera Advisor Networks LLC$106-29-2018
Iris Bullicer IlaoMutual Securities, Inc.Cetera Advisor Networks LLC06-29-2018
Michael Scott KaronMutual Securities, Inc.Cetera Advisor Networks LLC$10006-29-2018
Norberto Hurtado RuizAllstate Financial Services, LLCCetera Advisor Networks LLC$106-20-2018
Quincy HallHall Financial Services, IncCetera Advisor Networks LLC03-15-2018
Michael Kevin ShawFortune Financial Services, Inc.Cetera Advisor Networks LLC02-14-2018
Marie Rita BennettFortune Financial Services, Inc.Cetera Advisor Networks LLC01-03-2018
Mark Robert FielderFortune Financial Services, Inc.Cetera Advisor Networks LLC01-02-2018
Brian M McqueeneyLPL Financial LLCCetera Advisor Networks LLC$5010-16-2017
Joseph Nishan SweisPearl Wealth Advisors, LLCCetera Advisor Networks LLC10-02-2017
Nancy Elizabeth Lewis-HeliotesRaymond James Financial Services, Inc.Cetera Advisor Networks LLC$109-25-2017
James Edward Eckley IIHardworking Capital Advisors, LLCCetera Advisor Networks LLC06-15-2017
Scott Alan SpragueStrategic Wealth Advisors GroupCetera Advisor Networks LLC11-30-2016
Daniel Alexander FloresNorthwestern Mutual Investment Services, LLCCetera Advisor Networks LLC11-28-2016
Gregory Francis WolfeLPL Financial LLCCetera Advisor Networks LLC$5211-22-2016
David Matthew DietrichAdvantage Capital Advisors, LLCCetera Advisor Networks LLC10-24-2016
Next Page »

Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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