Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Matthew DietrichAdvantage Capital Advisors, LLCCetera Advisor Networks LLC10-24-2016
Joy Soon OhAdvicePeriod, LLCCetera Advisor Networks LLC08-17-2017
Norberto Hurtado RuizAllstate Financial Services, LLCCetera Advisor Networks LLC06-20-2018
Jonathan Roger PankowAmeriprise Financial Services, LLCCetera Advisor Networks LLC05-22-2014
James Carl KottraArgosy Wealth ManagementCetera Advisor Networks LLC$2501-24-2018
Iris Bullicer IlaoArgosy Wealth ManagementCetera Advisor Networks LLC$1001-24-2018
John Joseph ZamboangaAvisen Securities, Inc.Cetera Advisor Networks LLC01-05-2011
Seng Nuna HeuansavathBBVA Securities Inc.Cetera Advisor Networks LLC09-14-2015
Vichai JamreonvitC C F Investments, Inc.Cetera Advisor Networks LLC06-11-2014
David George SylvesterCavu Wealth AdvisorsCetera Advisor Networks LLC10-21-2009
Suzanne Bigler WhitlockCetera Advisor Networks LLCCetera Advisor Networks LLC10-04-2010
David Timothy HilleslandCharles Schwab & Co., Inc.Cetera Advisor Networks LLC11-16-2009
Christopher Dean MansuChase Investment Services Corp.Cetera Advisor Networks LLC10-18-2010
Mark Alan BoroughColumbia Advisory Partners, LLCCetera Advisor Networks LLC06-09-2016
Lainie Rose MillerComerica SecuritiesCetera Advisor Networks LLC06-22-2016
Norman Richard DuponCommonwealth Financial NetworkCetera Advisor Networks LLC$10011-01-2013
Sean Alex MontgomeryCommonwealth Financial NetworkCetera Advisor Networks LLC11-01-2013
Theresa Mary Christine MahoneyCommonwealth Financial NetworkCetera Advisor Networks LLC11-01-2013
David William PowellCommonwealth Financial NetworkCetera Advisor Networks LLC$5001-05-2010
Gustavo Ramirez Zarate Jr.Commonwealth Financial NetworkCetera Advisor Networks LLC01-04-2010
Barton Raymond KetterlingCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Kenneth Alan MuskatCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Bradley BronkCommonwealth Financial NetworkCetera Advisor Networks LLC$15007-01-2009
Dale Fredrick CorsCors Financial PlanningCetera Advisor Networks LLC09-06-2016
Gregory Lee NormanCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC$1005-19-2016
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.