Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Kong PhimmachackLPL Financial LLCCetera Advisor Networks LLC10-01-2013
Andrew Christopher PappMinistry Partners Securities, LLCCetera Advisor Networks LLC08-06-2014
Barton Raymond KetterlingCommonwealth Financial NetworkCetera Advisor Networks LLC07-01-2009
Bradley Christopher TowersLPL Financial LLCCetera Advisor Networks LLC$5010-01-2013
Brent Roger AndersonSagePoint Financial, Inc.Cetera Advisor Networks LLC$1011-02-2018
Brian M McQueeneyLPL Financial LLCCetera Advisor Networks LLC$5010-16-2017
Catherine Theresa DecarloLPL Financial LLCCetera Advisor Networks LLC04-18-2016
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC$10009-06-2018
Christopher Reid MayerEdward JonesCetera Advisor Networks LLC$1011-25-2011
Dale Fredrick CorsCors Financial PlanningCetera Advisor Networks LLC09-06-2016
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
David Joseph PearlSecurities America, Inc.Cetera Advisor Networks LLC02-10-2012
David William PowellCommonwealth Financial NetworkCetera Advisor Networks LLC$5001-04-2010
Denise Johnson DaviesLPL Financial LLCCetera Advisor Networks LLC05-04-2016
Denise Michelle ZapataFSC Securities CorporationCetera Advisor Networks LLC$1001-16-2014
Dominick Anthony ZizzoSA Stone Wealth Management Inc.Cetera Advisor Networks LLC11-20-2018
Earl Anthony KnechtLPL Financial LLCCetera Advisor Networks LLC10-17-2016
George KomarczykFarmers Financial Solutions, LLCCetera Advisor Networks LLC$1006-12-2012
Gina Marie DuryeaSecurities America, Inc.Cetera Advisor Networks LLC06-22-2016
Gregory Francis WolfeLPL Financial LLCCetera Advisor Networks LLC$5211-22-2016
Gregory Lee NormanCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC$1005-19-2016
Gustavo Ramirez Zarate Jr.Commonwealth Financial NetworkCetera Advisor Networks LLC01-04-2010
Gwendolyn Jean RodriguezLPL Financial LLCCetera Advisor Networks LLC10-01-2013
Irene Ling FongOneAmerica Securities, Inc.Cetera Advisor Networks LLC$5002-12-2018
Jack Christian HoltSecurities America, Inc.Cetera Advisor Networks LLC03-12-2012
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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